Unclaimed Profile

Laddi Singh Jhuty

NRI WEALTH MANAGEMENT, LLC·SANTA CLARA, California

Series 7, Series 63CFPClean record17 years registeredNRI WEALTH MANAGEMENT, LLC

5201 GREAT AMERICA PKWY, SUITE 350, SANTA CLARA, CA 95054CRD# 4612677Firm CRD# 162234

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Laddi Singh Jhuty · SANTA CLARA, CA

Registration

CRD #4612677 · NRI WEALTH MANAGEMENT, LLC · 17 years registered

Brand Profile

Not yet started

Career History

NRI WEALTH MANAGEMENT, LLC

Apr 2012 – present

WOODBURY FINANCIAL SERVICES, INC.

Aug 2010 – Apr 2012

FREMONT, CA

MML INVESTORS SERVICES, INC.

Mar 2009 – Aug 2010

FREMONT, CA

Registrations & Exams

FINRA examinations passed

Series 7

Series 63

Registration record

First registered · March 30, 2009

Years registered · 17

Professional designation · CFP

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

NRI WEALTH MANAGEMENT, LLC

CRD 162234 · SEC 801-123014

AUM

$175M

Regulatory assets under management

Employees

649 client accounts

Services offered by NRI WEALTH MANAGEMENT, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at NRI WEALTH MANAGEMENT, LLC →

Introduction

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Frequently Asked Questions

What services does Laddi Singh Jhuty offer?

Laddi Singh Jhuty specializes in Financial Planning, Investment Management. Contact their office in SANTA CLARA, California for a consultation.

What are Laddi Singh Jhuty's credentials?

Laddi Singh Jhuty holds the following professional designations: CFP. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Laddi Singh Jhuty located?

Laddi Singh Jhuty is based in SANTA CLARA, California, working with NRI WEALTH MANAGEMENT, LLC. Their office serves clients in the SANTA CLARA metropolitan area and surrounding communities.

How does Laddi Singh Jhuty charge for services?

Laddi Singh Jhuty's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is NRI WEALTH MANAGEMENT, LLC?

NRI WEALTH MANAGEMENT, LLC has approximately 2 employees and manages $175M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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