Unclaimed Profile

Craig Lee Alexander

FOOTHILL SECURITIES, INC.·SANTA CLARA, California

SIE, Series 3, Series 4, Series 7, Series 7TO, Series 9, Series 10, Series 24, Series 26, Series 27, Series 28, Series 52TO, Series 53, Series 55, Series 57TO, Series 63, Series 72, Series 99TOClean record17 years registeredFOOTHILL SECURITIES, INC.

2900 LAKESIDE DRIVE, SANTA CLARA, CA 95054CRD# 2121901Firm CRD# 1027

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Craig Lee Alexander · SANTA CLARA, CA

Registration

CRD #2121901 · FOOTHILL SECURITIES, INC. · 17 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: FOOTHILL SECURITIES, INC.

WESTERN INTERNATIONAL SECURITIES

Dec 2015 – Apr 2020

Pasadena, CA

FOOTHILL SECURITIES, INC.

Jul 2015 – Nov 2015

Santa Clara, CA

FINANCIAL ADVISERS OF AMERICA, LLC

Aug 2009 – Nov 2009

DANVILLE, CA

ROYAL ALLIANCE ASSOCIATES, INC.

Jun 2009 – Aug 2009

DANVILLE, CA

Registrations & Exams

FINRA examinations passed

SIE

Series 3

Series 4

Series 7

Series 7TO

Series 9

Series 10

Series 24

Series 26

Series 27

Series 28

Series 52TO

Series 53

Series 55

Series 57TO

Series 63

Series 72

Series 99TO

Registration record

First registered · June 24, 2009

Years registered · 17

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

FOOTHILL SECURITIES, INC.

CRD 1027 · SEC 801-57293

AUM

$1.2B

Regulatory assets under management

Employees

268

6,953 client accounts

Services offered by FOOTHILL SECURITIES, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Market timing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at FOOTHILL SECURITIES, INC. →

Introduction

Speak with Craig Lee

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Craig Lee is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in SANTA CLARA?

Browse all registered financial advisors in SANTA CLARA, California or claim this profile if it's yours.

Browse SANTA CLARA Advisors Are you this advisor? Claim profile

Frequently Asked Questions

What services does Craig Lee Alexander offer?

Craig Lee Alexander specializes in Financial Planning, Investment Management, Wealth Management.

What are Craig Lee Alexander's credentials?

Craig Lee Alexander is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Craig Lee Alexander located?

Craig Lee Alexander is based in SANTA CLARA, California, last registered with FOOTHILL SECURITIES, INC..

How does Craig Lee Alexander charge for services?

Craig Lee Alexander's firm is compensated through percentage of aum, hourly charges, subscription fees, commissions, other: third party asset management fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is FOOTHILL SECURITIES, INC.?

FOOTHILL SECURITIES, INC. has approximately 268 employees and manages $1.2B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

Not sure what to look for in an advisor?

Try our free Advisor Match Quiz →