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Stephen Guy Jr Shipp

FOOTHILL SECURITIES, INC.·MOUNTAIN VIEW, California
Unclaimed Profile
150 E. DANA STREET, MOUNTAIN VIEW, CA 94041CRD# 1937641Firm CRD# 1027
01

About

Stephen Guy Jr Shipp is a registered financial advisor based in MOUNTAIN VIEW, California, affiliated with FOOTHILL SECURITIES, INC.. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Financial Planning
Investment Management
Wealth Management
Client Types
Individuals
High Net Worth Individuals
03

Firm Overview

Firm
FOOTHILL SECURITIES, INC.
FOOTHILL SECURITIES, INC.
AUM
$1.2B
Regulatory assets under management
Employees
268
Total firm employees
View all advisors at FOOTHILL SECURITIES, INC. →
Services
Financial planning
Portfolio management (individuals)
Selection of other advisers
Publication of periodicals/newsletters
Security ratings or pricing services
Market timing services
04

Background

Compensation
Percentage of AUM
Hourly charges
Subscription fees
Commissions
Other: THIRD PARTY ASSET MANAGEMENT FEES
Regulatory
SEC/IARD CRD# 1937641
Firm CRD# 1027
2 disclosures on file
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does Stephen Guy Jr Shipp offer?
Stephen Guy Jr Shipp specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in MOUNTAIN VIEW, California for a consultation.
What are Stephen Guy Jr Shipp's credentials?
Stephen Guy Jr Shipp is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Stephen Guy Jr Shipp located?
Stephen Guy Jr Shipp is based in MOUNTAIN VIEW, California, working with FOOTHILL SECURITIES, INC.. Their office serves clients in the MOUNTAIN VIEW metropolitan area and surrounding communities.
How does Stephen Guy Jr Shipp charge for services?
Stephen Guy Jr Shipp's firm is compensated through percentage of aum, hourly charges, subscription fees, commissions, other: third party asset management fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is FOOTHILL SECURITIES, INC.?
FOOTHILL SECURITIES, INC. has approximately 268 employees and manages $1.2B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other advisors in MOUNTAIN VIEW
Soham Mazumdar — FIREBOLT VENTURES MANAGEMENT COMPANY, LLCPatrick Neal Phillips — WEALTH ARCHITECTS, LLCZain Iqbal Allarakhia — INSTAVEST ADVISER, INC.Martin Bicker — WAVERLEY WEALTH MANAGEMENT LLCAnoop Jayadevan — FIREBOLT VENTURES MANAGEMENT COMPANY, LLC
Nearby cities in California
SAN FRANCISCO (3797)LOS ANGELES (2042)MENLO PARK (796)SAN DIEGO (729)PALO ALTO (715)
City Guides
SAN FRANCISCO GuideLOS ANGELES GuideMENLO PARK GuideSAN DIEGO GuidePALO ALTO Guide
Research
Advisor Fees in CaliforniaNational Fee Analysis
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