Unclaimed Profile

Felipe Amor Luna

CONCERT WEALTH MANAGEMENT, INC.·SAN JOSE, California

Series 3, Series 7, Series 8, Series 63, Series 6528 years registeredCONCERT WEALTH MANAGEMENT, INC.

1900 THE ALAMEDA, SAN JOSE, CA 95126CRD# 2544514Firm CRD# 141253

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Felipe Amor Luna · SAN JOSE, CA

Registration

CRD #2544514 · CONCERT WEALTH MANAGEMENT, INC. · 28 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: CONCERT WEALTH MANAGEMENT, INC.

CONCERT CAPITAL MANAGEMENT

Oct 2011 – Jun 2014

SAN JOSE, CA

PRIVATE CLIENT ADVISORS

Oct 2011 – Sep 2014

SAN JOSE, CA

CONCERT WEALTH MANAGEMENT

Nov 2006 – Aug 2016

SAN JOSE, CA

UBS FINANCIAL SERVICES INC.

Dec 2002 – Sep 2006

SAN JOSE, CA

SALOMON SMITH BARNEY INC.

Jul 1998 – Dec 2002

PALO ALTO, CA

Registrations & Exams

FINRA examinations passed

Series 3

Series 7

Series 8

Series 63

Series 65

Registration record

First registered · July 6, 1998

Years registered · 28

Disclosure History

2016Regulatory·Final

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

CONCERT WEALTH MANAGEMENT, INC.

CRD 141253 · SEC 801-67992

AUM

$201M

Regulatory assets under management

Employees

350 client accounts

Services offered by CONCERT WEALTH MANAGEMENT, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at CONCERT WEALTH MANAGEMENT, INC. →

Introduction

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Frequently Asked Questions

What services does Felipe Amor Luna offer?

Felipe Amor Luna specializes in Financial Planning, Investment Management.

What are Felipe Amor Luna's credentials?

Felipe Amor Luna is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Felipe Amor Luna located?

Felipe Amor Luna is based in SAN JOSE, California, last registered with CONCERT WEALTH MANAGEMENT, INC..

How does Felipe Amor Luna charge for services?

Felipe Amor Luna's firm is compensated through percentage of aum, hourly charges. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is CONCERT WEALTH MANAGEMENT, INC.?

CONCERT WEALTH MANAGEMENT, INC. has approximately 18 employees and manages $201M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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