Unclaimed Profile

Dennis Bruce Navarra

CONCERT WEALTH MANAGEMENT, INC.·SAN JOSE, California

Series 6516 years registeredCONCERT WEALTH MANAGEMENT, INC.

1871 THE ALAMEDA, SAN JOSE, CA 95126CRD# 5829653Firm CRD# 141253

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Dennis Bruce Navarra · SAN JOSE, CA

Registration

CRD #5829653 · CONCERT WEALTH MANAGEMENT, INC. · 16 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: CONCERT WEALTH MANAGEMENT, INC.

CONCERT CAPITAL MANAGEMENT

Oct 2011 – Aug 2013

SAN JOSE, CA

PRIVATE CLIENT ADVISORS

Oct 2011 – Aug 2013

SAN JOSE, CA

CONCERT WEALTH MANAGEMENT

Aug 2010 – Aug 2013

SAN JOSE, CA

Registrations & Exams

FINRA examinations passed

Series 65

Registration record

First registered · August 10, 2010

Years registered · 16

Disclosure History

2016Regulatory·Final

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

CONCERT WEALTH MANAGEMENT, INC.

CRD 141253 · SEC 801-67992

AUM

$201M

Regulatory assets under management

Employees

350 client accounts

Services offered by CONCERT WEALTH MANAGEMENT, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at CONCERT WEALTH MANAGEMENT, INC. →

Introduction

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Frequently Asked Questions

What services does Dennis Bruce Navarra offer?

Dennis Bruce Navarra specializes in Financial Planning, Investment Management.

What are Dennis Bruce Navarra's credentials?

Dennis Bruce Navarra is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Dennis Bruce Navarra located?

Dennis Bruce Navarra is based in SAN JOSE, California, last registered with CONCERT WEALTH MANAGEMENT, INC..

How does Dennis Bruce Navarra charge for services?

Dennis Bruce Navarra's firm is compensated through percentage of aum, hourly charges. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is CONCERT WEALTH MANAGEMENT, INC.?

CONCERT WEALTH MANAGEMENT, INC. has approximately 18 employees and manages $201M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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