Unclaimed Profile

Traci Lynn Sherrod

GIRARD SECURITIES, INC.·SAN DIEGO, California

SIE, Series 3, Series 4, Series 7, Series 24, Series 52TO, Series 53, Series 63, Series 66, Series 99TOClean record21 years registeredGIRARD SECURITIES, INC.

9560 WAPLES STREET, SAN DIEGO, CA 92121CRD# 4321192Firm CRD# 18697

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Traci Lynn Sherrod · SAN DIEGO, CA

Registration

CRD #4321192 · GIRARD SECURITIES, INC. · 21 years registered

Brand Profile

Not yet started

Career History

CETERA FINANCIAL SPECIALISTS LLC

Apr 2026 – present

CETERA INVESTMENT ADVISERS LLC

Jun 2023 – present

CETERA WEALTH SERVICES, LLC

Aug 2017 – present

CETERA ADVISOR NETWORKS LLC

Aug 2017 – Jun 2023

ST CLOUD, MN

GIRARD SECURITIES, INC.

May 2013 – Nov 2017

SAN DIEGO, CA

FIRST ALLIED ADVISORY SERVICES, INC.

Jun 2012 – May 2013

SAN DIEGO, CA

FIRST ALLIED SECURITIES, INC.

Aug 2009 – Jul 2012

SAN DIEGO, CA

LPL FINANCIAL CORPORATION

Feb 2007 – Aug 2009

SAN DIEGO, CA

CITICORP INVESTMENT SERVICES

Aug 2005 – Feb 2007

SAN DIEGO, CA

LINSCO/PRIVATE LEDGER CORP.

Dec 2004 – Jul 2005

SAN DIEGO, CA

Registrations & Exams

FINRA examinations passed

SIE

Series 3

Series 4

Series 7

Series 24

Series 52TO

Series 53

Series 63

Series 66

Series 99TO

Registration record

First registered · December 2, 2004

Years registered · 21

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

GIRARD SECURITIES, INC.

CRD 18697 · SEC 801-61470

AUM

$597M

Regulatory assets under management

Employees

126

2,658 client accounts

Services offered by GIRARD SECURITIES, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Security ratings or pricing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at GIRARD SECURITIES, INC. →

Introduction

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Frequently Asked Questions

What services does Traci Lynn Sherrod offer?

Traci Lynn Sherrod specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in SAN DIEGO, California for a consultation.

What are Traci Lynn Sherrod's credentials?

Traci Lynn Sherrod is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Traci Lynn Sherrod located?

Traci Lynn Sherrod is based in SAN DIEGO, California, working with GIRARD SECURITIES, INC.. Their office serves clients in the SAN DIEGO metropolitan area and surrounding communities.

How does Traci Lynn Sherrod charge for services?

Traci Lynn Sherrod's firm is compensated through percentage of aum, hourly charges, subscription fees, commissions. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is GIRARD SECURITIES, INC.?

GIRARD SECURITIES, INC. has approximately 126 employees and manages $597M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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