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Richard Paul Woltman

GIRARD SECURITIES, INC.·SAN DIEGO, California
SIE, Series 40GIRARD SECURITIES, INC.
9560 WAPLES STREET, SAN DIEGO, CA 92121CRD# 600264Firm CRD# 18697

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Richard Paul Woltman · SAN DIEGO, CA
Registration
CRD #600264 · GIRARD SECURITIES, INC.
Brand Profile
Not yet started
01

Registrations & Exams

FINRA examinations passed
SIE
Series 40
02

Disclosure History

Verify on FINRA BrokerCheck →

Source: SEC IAPD. Resolutions may have changed since.

03

Firm Overview

Firm
GIRARD SECURITIES, INC.
CRD 18697 · SEC 801-61470
AUM
$597M
Regulatory assets under management
Employees
126
2,658 client accounts
Services offered by GIRARD SECURITIES, INC.
Per Form ADV
Financial planning
Portfolio management (individuals)
Selection of other advisers
Security ratings or pricing services
Charitable organization or education services
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
Nonprofits & Foundations
View all advisors at GIRARD SECURITIES, INC. →
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04

Frequently Asked Questions

What services does Richard Paul Woltman offer?
Richard Paul Woltman specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in SAN DIEGO, California for a consultation.
What are Richard Paul Woltman's credentials?
Richard Paul Woltman is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Richard Paul Woltman located?
Richard Paul Woltman is based in SAN DIEGO, California, working with GIRARD SECURITIES, INC.. Their office serves clients in the SAN DIEGO metropolitan area and surrounding communities.
How does Richard Paul Woltman charge for services?
Richard Paul Woltman's firm is compensated through percentage of aum, hourly charges, subscription fees, commissions. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is GIRARD SECURITIES, INC.?
GIRARD SECURITIES, INC. has approximately 126 employees and manages $597M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at GIRARD SECURITIES, INC.

Margaret Susan Tietjen
SAN DIEGO, CA
Houston Allen Goddard
SAN DIEGO, CA
Shirley Anne Klicman
SAN DIEGO, CA
Gary Christopher Galarpe
SAN DIEGO, CA
Jason Dylan Rogers
SAN DIEGO, CA
Traci Lynn Sherrod
SAN DIEGO, CA

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Research
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