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Joseph Giorgio Romano

FORTEM FINANCIAL GROUP, LLC·PALM DESERT, California
Clean recordFORTEM FINANCIAL GROUP, LLC
44801 VILLAGE COURT #201, PALM DESERT, CA 92260CRD# 4140354Firm CRD# 291662

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Joseph Giorgio Romano · PALM DESERT, CA
Registration
CRD #4140354 · FORTEM FINANCIAL GROUP, LLC
Brand Profile
Not yet started
Disclosure history
Clean record · no disclosure events on file
01

About

Joseph Giorgio Romano is a registered financial advisor based in PALM DESERT, California, affiliated with FORTEM FINANCIAL GROUP, LLC. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Financial Planning
Investment Management
Client Types
Individuals
High Net Worth Individuals
Introduction

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03

Firm Overview

Firm
FORTEM FINANCIAL GROUP, LLC
FORTEM FINANCIAL GROUP, LLC
AUM
$438M
Regulatory assets under management
Employees
8
Total firm employees
View all advisors at FORTEM FINANCIAL GROUP, LLC →
Services
Financial planning
Portfolio management (individuals)
Other
04

Background

Compensation
Percentage of AUM
Hourly charges
Subscription fees
Commissions
Other: REV. SHARING W/ FRS AND ON ELIGIBLE CREDIT & CASH MGMT SOLUTIONS
Regulatory
SEC/IARD CRD# 4140354
Firm CRD# 291662
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does Joseph Giorgio Romano offer?
Joseph Giorgio Romano specializes in Financial Planning, Investment Management. Contact their office in PALM DESERT, California for a consultation.
What are Joseph Giorgio Romano's credentials?
Joseph Giorgio Romano is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Joseph Giorgio Romano located?
Joseph Giorgio Romano is based in PALM DESERT, California, working with FORTEM FINANCIAL GROUP, LLC. Their office serves clients in the PALM DESERT metropolitan area and surrounding communities.
How does Joseph Giorgio Romano charge for services?
Joseph Giorgio Romano's firm is compensated through percentage of aum, hourly charges, subscription fees, commissions, other: rev. sharing w/ frs and on eligible credit & cash mgmt solutions. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is FORTEM FINANCIAL GROUP, LLC?
FORTEM FINANCIAL GROUP, LLC has approximately 8 employees and manages $438M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at FORTEM FINANCIAL GROUP, LLC

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Brian Paul Amidei
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Research
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