Unclaimed Profile

James Michael Casey

INTEGRATED WEALTH MANAGEMENT, INC.·PALM DESERT, California

SIE, Series 7, Series 24, Series 63, Series 6530 years registeredINTEGRATED WEALTH MANAGEMENT, INC.

74245 HIGHWAY 111, PALM DESERT, CA 92260CRD# 1791115Firm CRD# 106335

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

James Michael Casey · PALM DESERT, CA

Registration

CRD #1791115 · INTEGRATED WEALTH MANAGEMENT, INC. · 30 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: INTEGRATED WEALTH MANAGEMENT, INC.

INTEGRATED WEALTH MANAGEMENT, INC.

Jan 2010 – Jun 2017

PALM SPRINGS, CA

INTEGRATED WEALTH MANAGEMENT, INC.

Jan 1996 – Dec 2009

MARINA DEL REY, CA

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 24

Series 63

Series 65

Registration record

First registered · January 1, 1996

Years registered · 30

Disclosure History

2019Customer Dispute·Settled

2017Customer Dispute·Closed-No Action

2017Customer Dispute·Pending

2015Criminal·Pending Charge

2015Customer Dispute·Pending

2015Investigation

8 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

INTEGRATED WEALTH MANAGEMENT, INC.

CRD 106335 · SEC 801-50509

AUM

$1.2B

Regulatory assets under management

Employees

3,639 client accounts

Services offered by INTEGRATED WEALTH MANAGEMENT, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Market timing services

Charitable organization or education services

Other

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at INTEGRATED WEALTH MANAGEMENT, INC. →

Introduction

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Frequently Asked Questions

What services does James Michael Casey offer?

James Michael Casey specializes in Financial Planning, Investment Management, Wealth Management.

What are James Michael Casey's credentials?

James Michael Casey is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is James Michael Casey located?

James Michael Casey is based in PALM DESERT, California, last registered with INTEGRATED WEALTH MANAGEMENT, INC..

How does James Michael Casey charge for services?

James Michael Casey's firm is compensated through percentage of aum, fixed fees, subscription fees, commissions. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is INTEGRATED WEALTH MANAGEMENT, INC.?

INTEGRATED WEALTH MANAGEMENT, INC. has approximately 27 employees and manages $1.2B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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