Unclaimed Profile

Vance Martin Boucher

HARDWORKING CAPITAL ADVISORS, LLC·PALM DESERT, California

SIE, Series 6, Series 7, Series 9, Series 10, Series 26, Series 31, Series 63, Series 6623 years registeredHARDWORKING CAPITAL ADVISORS, LLC

34220 GATEWAY DRIVE, PALM DESERT, CA 92211CRD# 2406602Firm CRD# 226760

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Vance Martin Boucher · PALM DESERT, CA

Registration

CRD #2406602 · HARDWORKING CAPITAL ADVISORS, LLC · 23 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: HARDWORKING CAPITAL ADVISORS, LLC

HARDWORKING CAPITAL ADVISORS, LLC

Aug 2015 – Dec 2024

PALM DESERT, CA

GIRARD SECURITIES, INC.

Jan 2014 – Sep 2015

PALM DESERT, CA

COMMONWEALTH FINANCIAL NETWORK

Apr 2003 – Jan 2014

PALM DESERT, CA

QUICK & REILLY, INC.

Nov 2002 – Apr 2003

PALM DESERT, CA

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 7

Series 9

Series 10

Series 26

Series 31

Series 63

Series 66

Registration record

First registered · November 22, 2002

Years registered · 23

Disclosure History

2008Customer Dispute·Settled

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

HARDWORKING CAPITAL ADVISORS, LLC

CRD 226760 · SEC 801-112113

AUM

$171M

Regulatory assets under management

Employees

782 client accounts

Services offered by HARDWORKING CAPITAL ADVISORS, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at HARDWORKING CAPITAL ADVISORS, LLC →

Introduction

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Frequently Asked Questions

What services does Vance Martin Boucher offer?

Vance Martin Boucher specializes in Financial Planning, Investment Management.

What are Vance Martin Boucher's credentials?

Vance Martin Boucher is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Vance Martin Boucher located?

Vance Martin Boucher is based in PALM DESERT, California, last registered with HARDWORKING CAPITAL ADVISORS, LLC.

How does Vance Martin Boucher charge for services?

Vance Martin Boucher's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is HARDWORKING CAPITAL ADVISORS, LLC?

HARDWORKING CAPITAL ADVISORS, LLC has approximately 3 employees and manages $171M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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