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Max A Briggs

FLC CAPITAL ADVISORS·PALM DESERT, California
SIE, Series 7, Series 24, Series 31, Series 63, Series 65, Series 99TOCFPClean record29 years registeredFLC CAPITAL ADVISORS
44750 VILLAGE COURT, PALM DESERT, CA 92260CRD# 2737513Firm CRD# 111822

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Max A Briggs · PALM DESERT, CA
Registration
CRD #2737513 · FLC CAPITAL ADVISORS · 29 years registered
Brand Profile
Not yet started
01

Career History

FLC CAPITAL ADVISORS
Jan 1997 – present
02

Registrations & Exams

FINRA examinations passed
SIE
Series 7
Series 24
Series 31
Series 63
Series 65
Series 99TO
Registration record
First registered · January 29, 1997
Years registered · 29
Professional designation · CFP
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
FLC CAPITAL ADVISORS
CRD 111822 · SEC 801-77600
AUM
$651M
Regulatory assets under management
Employees
10
728 client accounts
Services offered by FLC CAPITAL ADVISORS
Per Form ADV
Financial planning
Portfolio management (individuals)
Security ratings or pricing services
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
View all advisors at FLC CAPITAL ADVISORS →
Introduction

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Frequently Asked Questions

What services does Max A Briggs offer?
Max A Briggs specializes in Financial Planning, Investment Management. Contact their office in PALM DESERT, California for a consultation.
What are Max A Briggs's credentials?
Max A Briggs holds the following professional designations: CFP. These credentials require rigorous education, examination, and ongoing continuing education.
Where is Max A Briggs located?
Max A Briggs is based in PALM DESERT, California, working with FLC CAPITAL ADVISORS. Their office serves clients in the PALM DESERT metropolitan area and surrounding communities.
How does Max A Briggs charge for services?
Max A Briggs's firm is compensated through percentage of aum, hourly charges, subscription fees, commissions, other: solicitor/referral fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is FLC CAPITAL ADVISORS?
FLC CAPITAL ADVISORS has approximately 10 employees and manages $651M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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