Unclaimed Profile

Erik Rudy Mora

INTEGRATED WEALTH MANAGEMENT, INC.·PALM DESERT, California

SIE, Series 6, Series 63, Series 65Clean recordINTEGRATED WEALTH MANAGEMENT, INC.

74245 HIGHWAY 111, PALM DESERT, CA 92260CRD# 2948480Firm CRD# 106335

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Erik Rudy Mora · PALM DESERT, CA

Registration

CRD #2948480 · INTEGRATED WEALTH MANAGEMENT, INC.

Brand Profile

Not yet started

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 63

Series 65

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

INTEGRATED WEALTH MANAGEMENT, INC.

CRD 106335 · SEC 801-50509

AUM

$1.2B

Regulatory assets under management

Employees

3,639 client accounts

Services offered by INTEGRATED WEALTH MANAGEMENT, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Market timing services

Charitable organization or education services

Other

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at INTEGRATED WEALTH MANAGEMENT, INC. →

Introduction

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Frequently Asked Questions

What services does Erik Rudy Mora offer?

Erik Rudy Mora specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in PALM DESERT, California for a consultation.

What are Erik Rudy Mora's credentials?

Erik Rudy Mora is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Erik Rudy Mora located?

Erik Rudy Mora is based in PALM DESERT, California, working with INTEGRATED WEALTH MANAGEMENT, INC.. Their office serves clients in the PALM DESERT metropolitan area and surrounding communities.

How does Erik Rudy Mora charge for services?

Erik Rudy Mora's firm is compensated through percentage of aum, fixed fees, subscription fees, commissions. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is INTEGRATED WEALTH MANAGEMENT, INC.?

INTEGRATED WEALTH MANAGEMENT, INC. has approximately 27 employees and manages $1.2B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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