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Brett Carlton D'orlando

FORTEM FINANCIAL GROUP, LLC·PALM DESERT, California
SIE, Series 7, Series 9, Series 66Clean record21 years registeredFORTEM FINANCIAL GROUP, LLC
44801 VILLAGE COURT #201, PALM DESERT, CA 92260CRD# 4834120Firm CRD# 291662

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Brett Carlton D'orlando · PALM DESERT, CA
Registration
CRD #4834120 · FORTEM FINANCIAL GROUP, LLC · 21 years registered
Brand Profile
Not yet started
01

Career History

FORTEM FINANCIAL GROUP, LLC
Feb 2018 – present
FORTEM FINANCIAL, LLC
Jul 2016 – Feb 2018
PALM DESERT, CA
HIGHTOWER ADVISORS, LLC
Apr 2011 – Jul 2016
PALM DESERT, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Nov 2004 – May 2011
INDIAN WELLS, CA
02

Registrations & Exams

FINRA examinations passed
SIE
Series 7
Series 9
Series 66
Registration record
First registered · November 4, 2004
Years registered · 21
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
FORTEM FINANCIAL GROUP, LLC
CRD 291662 · SEC 801-112300
AUM
$438M
Regulatory assets under management
Employees
8
892 client accounts
Services offered by FORTEM FINANCIAL GROUP, LLC
Per Form ADV
Financial planning
Portfolio management (individuals)
Other
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
View all advisors at FORTEM FINANCIAL GROUP, LLC →
Introduction

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05

Frequently Asked Questions

What services does Brett Carlton D'orlando offer?
Brett Carlton D'orlando specializes in Financial Planning, Investment Management. Contact their office in PALM DESERT, California for a consultation.
What are Brett Carlton D'orlando's credentials?
Brett Carlton D'orlando is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Brett Carlton D'orlando located?
Brett Carlton D'orlando is based in PALM DESERT, California, working with FORTEM FINANCIAL GROUP, LLC. Their office serves clients in the PALM DESERT metropolitan area and surrounding communities.
How does Brett Carlton D'orlando charge for services?
Brett Carlton D'orlando's firm is compensated through percentage of aum, hourly charges, subscription fees, commissions, other: rev. sharing w/ frs and on eligible credit & cash mgmt solutions. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is FORTEM FINANCIAL GROUP, LLC?
FORTEM FINANCIAL GROUP, LLC has approximately 8 employees and manages $438M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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PALM DESERT, CA
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