Unclaimed Profile

Mathew Alex Mellier

HARDWORKING CAPITAL ADVISORS, LLC·PALM DESERT, California

SIE, Series 4, Series 7, Series 24, Series 55, Series 57TO, Series 63, Series 66CFPClean record13 years registeredHARDWORKING CAPITAL ADVISORS, LLC

34220 GATEWAY DRIVE, PALM DESERT, CA 92211CRD# 2977040Firm CRD# 226760

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Mathew Alex Mellier · PALM DESERT, CA

Registration

CRD #2977040 · HARDWORKING CAPITAL ADVISORS, LLC · 13 years registered

Brand Profile

Not yet started

Career History

HARDWORKING CAPITAL ADVISORS, LLC

Sep 2015 – present

CETERA ADVISOR NETWORKS LLC

Nov 2017 – Feb 2019

PALM DESERT, CA

GIRARD SECURITIES, INC.

Apr 2014 – Nov 2017

PALM DESERT, CA

MOGUL WEALTH MANAGEMENT, INC.

Jul 2013 – Nov 2015

MANHATTAN BEACH, CA

Registrations & Exams

FINRA examinations passed

SIE

Series 4

Series 7

Series 24

Series 55

Series 57TO

Series 63

Series 66

Registration record

First registered · July 30, 2013

Years registered · 13

Professional designation · CFP

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

HARDWORKING CAPITAL ADVISORS, LLC

CRD 226760 · SEC 801-112113

AUM

$171M

Regulatory assets under management

Employees

782 client accounts

Services offered by HARDWORKING CAPITAL ADVISORS, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at HARDWORKING CAPITAL ADVISORS, LLC →

Introduction

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Frequently Asked Questions

What services does Mathew Alex Mellier offer?

Mathew Alex Mellier specializes in Financial Planning, Investment Management. Contact their office in PALM DESERT, California for a consultation.

What are Mathew Alex Mellier's credentials?

Mathew Alex Mellier holds the following professional designations: CFP. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Mathew Alex Mellier located?

Mathew Alex Mellier is based in PALM DESERT, California, working with HARDWORKING CAPITAL ADVISORS, LLC. Their office serves clients in the PALM DESERT metropolitan area and surrounding communities.

How does Mathew Alex Mellier charge for services?

Mathew Alex Mellier's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is HARDWORKING CAPITAL ADVISORS, LLC?

HARDWORKING CAPITAL ADVISORS, LLC has approximately 3 employees and manages $171M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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