Unclaimed Profile

Clark Steven Penney

CYPRESS WEALTH SERVICES, LLC·PALM DESERT, California

SIE, Series 7, Series 31, Series 66Clean record17 years registeredCYPRESS WEALTH SERVICES, LLC

74150 COUNTRY CLUB DRIVE, PALM DESERT, CA 92260CRD# 5539813Firm CRD# 288992

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Clark Steven Penney · PALM DESERT, CA

Registration

CRD #5539813 · CYPRESS WEALTH SERVICES, LLC · 17 years registered

Brand Profile

Not yet started

Career History

M. S. HOWELLS & CO.

Mar 2021 – present

CYPRESS WEALTH SERVICES, LLC

Jul 2017 – present

INTEGRATED WEALTH MANAGEMENT, INC.

May 2014 – Dec 2017

PALM DESERT, CA

MORGAN STANLEY

Jun 2009 – May 2014

PALM DESERT, CA

MORGAN STANLEY & CO. INCORPORATED

Sep 2008 – Jun 2009

PALM DESERT, CA

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Sep 2008 – Sep 2008

INDIAN WELLS, CA

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 31

Series 66

Registration record

First registered · September 11, 2008

Years registered · 17

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

CYPRESS WEALTH SERVICES, LLC

CRD 288992 · SEC 801-110836

AUM

$821M

Regulatory assets under management

Employees

1,605 client accounts

Services offered by CYPRESS WEALTH SERVICES, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at CYPRESS WEALTH SERVICES, LLC →

Introduction

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Frequently Asked Questions

What services does Clark Steven Penney offer?

Clark Steven Penney specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in PALM DESERT, California for a consultation.

What are Clark Steven Penney's credentials?

Clark Steven Penney is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Clark Steven Penney located?

Clark Steven Penney is based in PALM DESERT, California, working with CYPRESS WEALTH SERVICES, LLC. Their office serves clients in the PALM DESERT metropolitan area and surrounding communities.

How does Clark Steven Penney charge for services?

Clark Steven Penney's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is CYPRESS WEALTH SERVICES, LLC?

CYPRESS WEALTH SERVICES, LLC has approximately 16 employees and manages $821M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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