Unclaimed Profile

Harry Michael Barth

SECURA FINANCIAL, LLC·ORANGE, California

SIE, Series 1, Series 7TO, Series 24, Series 52TO, Series 53, Series 63, Series 65CFP ChFC31 years registeredSECURA FINANCIAL, LLC

333 CITY BOULEVARD WEST,, ORANGE, CA 92868-2944CRD# 13891Firm CRD# 137324

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Harry Michael Barth · ORANGE, CA

Registration

CRD #13891 · SECURA FINANCIAL, LLC · 31 years registered

Brand Profile

Not yet started

Career History

SECURA FINANCIAL

Nov 2006 – present

J. W. COLE ADVISORS, INC.

Jan 2014 – Dec 2014

ORANGE, CA

LPL FINANCIAL LLC

Oct 1994 – Dec 2011

ORANGE, CA

Registrations & Exams

FINRA examinations passed

SIE

Series 1

Series 7TO

Series 24

Series 52TO

Series 53

Series 63

Series 65

Registration record

First registered · October 4, 1994

Years registered · 31

Professional designations · CFP, ChFC

Disclosure History

1987Customer Dispute·Settled

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

SECURA FINANCIAL, LLC

CRD 137324 · SEC 801-113072

AUM

$230M

Regulatory assets under management

Employees

1,123 client accounts

Services offered by SECURA FINANCIAL, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at SECURA FINANCIAL, LLC →

Introduction

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Frequently Asked Questions

What services does Harry Michael Barth offer?

Harry Michael Barth specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in ORANGE, California for a consultation.

What are Harry Michael Barth's credentials?

Harry Michael Barth holds the following professional designations: CFP, ChFC. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Harry Michael Barth located?

Harry Michael Barth is based in ORANGE, California, working with SECURA FINANCIAL, LLC. Their office serves clients in the ORANGE metropolitan area and surrounding communities.

How does Harry Michael Barth charge for services?

Harry Michael Barth's firm is compensated through percentage of aum, hourly charges, subscription fees, other: referral fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is SECURA FINANCIAL, LLC?

SECURA FINANCIAL, LLC has approximately 10 employees and manages $230M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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