Unclaimed Profile

Jason Douglas Stone

SECURA FINANCIAL, LLC·ORANGE, California

SIE, Series 7, Series 66CFP18 years registeredSECURA FINANCIAL, LLC

333 CITY BOULEVARD WEST,, ORANGE, CA 92868-2944CRD# 5455271Firm CRD# 137324

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Jason Douglas Stone · ORANGE, CA

Registration

CRD #5455271 · SECURA FINANCIAL, LLC · 18 years registered

Brand Profile

Not yet started

Career History

SECURA FINANCIAL

Sep 2013 – present

STONE HATCHER FINANCIAL

Apr 2018 – Jun 2019

ANAHEIM, CA

CROWN CAPITAL SECURITIES, L.P.

Sep 2015 – Mar 2024

ORANGE, CA

J. W. COLE ADVISORS, INC.

Jan 2014 – Dec 2014

ORANGE, CA

AMERIPRISE FINANCIAL SERVICES, INC.

Feb 2008 – Aug 2013

LONG BEACH, CA

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 66

Registration record

First registered · February 5, 2008

Years registered · 18

Professional designation · CFP

Disclosure History

2026Customer Dispute·Pending

2025Customer Dispute·Settled

2024Customer Dispute·Pending

2024Customer Dispute·Settled

4 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

SECURA FINANCIAL, LLC

CRD 137324 · SEC 801-113072

AUM

$230M

Regulatory assets under management

Employees

1,123 client accounts

Services offered by SECURA FINANCIAL, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at SECURA FINANCIAL, LLC →

Introduction

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Frequently Asked Questions

What services does Jason Douglas Stone offer?

Jason Douglas Stone specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in ORANGE, California for a consultation.

What are Jason Douglas Stone's credentials?

Jason Douglas Stone holds the following professional designations: CFP. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Jason Douglas Stone located?

Jason Douglas Stone is based in ORANGE, California, working with SECURA FINANCIAL, LLC. Their office serves clients in the ORANGE metropolitan area and surrounding communities.

How does Jason Douglas Stone charge for services?

Jason Douglas Stone's firm is compensated through percentage of aum, hourly charges, subscription fees, other: referral fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is SECURA FINANCIAL, LLC?

SECURA FINANCIAL, LLC has approximately 10 employees and manages $230M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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