Unclaimed Profile

Joseph John Ziomek

LAGUNA FINANCIAL GROUP, INC.·LAGUNA BEACH, California

Series 7, Series 24, Series 31, Series 66Clean record25 years registeredLAGUNA FINANCIAL GROUP, INC.

332 FOREST AVE STE 18, LAGUNA BEACH, CA 92651CRD# 4318554Firm CRD# 151691

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Joseph John Ziomek · LAGUNA BEACH, CA

Registration

CRD #4318554 · LAGUNA FINANCIAL GROUP, INC. · 25 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: LAGUNA FINANCIAL GROUP, INC.

NEWPORT WEALTH STRATEGIES, INC.

Jul 2017 – Feb 2018

Laguna Beach, CA

MORGAN STANLEY

Feb 2013 – Mar 2013

NEWPORT BEACH, CA

LAGUNA FINANCIAL GROUP, INC.

Dec 2009 – Oct 2019

Laguna Beach, CA

LPL FINANCIAL CORPORATION

Aug 2004 – Mar 2010

LAGUNA BEACH, CA

MORGAN STANLEY

May 2001 – Aug 2004

LAGUNA BEACH, CA

Registrations & Exams

FINRA examinations passed

Series 7

Series 24

Series 31

Series 66

Registration record

First registered · May 16, 2001

Years registered · 25

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

LAGUNA FINANCIAL GROUP, INC.

CRD 151691 · SEC 801-70800

AUM

$66M

Regulatory assets under management

Employees

297 client accounts

Services offered by LAGUNA FINANCIAL GROUP, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Market timing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at LAGUNA FINANCIAL GROUP, INC. →

Introduction

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Frequently Asked Questions

What services does Joseph John Ziomek offer?

Joseph John Ziomek specializes in Financial Planning, Investment Management, Wealth Management.

What are Joseph John Ziomek's credentials?

Joseph John Ziomek is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Joseph John Ziomek located?

Joseph John Ziomek is based in LAGUNA BEACH, California, last registered with LAGUNA FINANCIAL GROUP, INC..

How does Joseph John Ziomek charge for services?

Joseph John Ziomek's firm is compensated through percentage of aum, hourly charges, commissions. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is LAGUNA FINANCIAL GROUP, INC.?

LAGUNA FINANCIAL GROUP, INC. has approximately 1 employees and manages $66M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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