Unclaimed Profile

Don Kuanglun Kuo

WCM INVESTMENT MANAGEMENT, LLC·LAGUNA BEACH, California

Series 7, Series 65, Series 66Clean record13 years registeredWCM INVESTMENT MANAGEMENT, LLC

281 BROOKS STREET, LAGUNA BEACH, CA 92651-2974CRD# 3265027Firm CRD# 104702

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Don Kuanglun Kuo · LAGUNA BEACH, CA

Registration

CRD #3265027 · WCM INVESTMENT MANAGEMENT, LLC · 13 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: WCM INVESTMENT MANAGEMENT, LLC

WCM INVESTMENT MANAGEMENT

Nov 2012 – Jun 2024

LAGUNA BEACH, CA

Registrations & Exams

FINRA examinations passed

Series 7

Series 65

Series 66

Registration record

First registered · November 12, 2012

Years registered · 13

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

WCM INVESTMENT MANAGEMENT, LLC

CRD 104702 · SEC 801-11916

AUM

$66.6B

Regulatory assets under management

Employees

5,954 client accounts

Services offered by WCM INVESTMENT MANAGEMENT, LLC

Per Form ADV

Portfolio management (individuals)

Portfolio management (pooled investments)

Pension consulting

Selection of other advisers

Other

Client types served by the firm

Per Form ADV

Individuals

Institutional Investors

Pension & Retirement Plans

View all advisors at WCM INVESTMENT MANAGEMENT, LLC →

Introduction

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Frequently Asked Questions

What services does Don Kuanglun Kuo offer?

Don Kuanglun Kuo specializes in Investment Management, Retirement Planning, Wealth Management.

What are Don Kuanglun Kuo's credentials?

Don Kuanglun Kuo is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Don Kuanglun Kuo located?

Don Kuanglun Kuo is based in LAGUNA BEACH, California, last registered with WCM INVESTMENT MANAGEMENT, LLC.

How does Don Kuanglun Kuo charge for services?

Don Kuanglun Kuo's firm is compensated through percentage of aum, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is WCM INVESTMENT MANAGEMENT, LLC?

WCM INVESTMENT MANAGEMENT, LLC has approximately 93 employees and manages $66.6B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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