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Brian Roger Carruthers

CARRUTHERS, BRIAN, ROGER·LAGUNA BEACH, California
Clean recordCARRUTHERS, BRIAN, ROGER
301 FOREST AVENUE, LAGUNA BEACH, CA 92651CRD# 1327519Firm CRD# 131140

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Brian Roger Carruthers · LAGUNA BEACH, CA
Registration
CRD #1327519 · CARRUTHERS, BRIAN, ROGER
Brand Profile
Not yet started
Disclosure history
Clean record · no disclosure events on file
01

About

Brian Roger Carruthers is a registered financial advisor based in LAGUNA BEACH, California, affiliated with CARRUTHERS, BRIAN, ROGER. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Investment Management
Wealth Management
Fee-Only Advisory
Client Types
Individuals
Introduction

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03

Firm Overview

Firm
CARRUTHERS, BRIAN, ROGER
BRIAN CARRUTHERS & ASSOCIATES
AUM
$66M
Regulatory assets under management
Employees
1
Total firm employees
View all advisors at CARRUTHERS, BRIAN, ROGER →
Services
Portfolio management (individuals)
Selection of other advisers
Market timing services
04

Background

Compensation
Percentage of AUM
Regulatory
SEC/IARD CRD# 1327519
Firm CRD# 131140
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does Brian Roger Carruthers offer?
Brian Roger Carruthers specializes in Investment Management, Wealth Management, Fee-Only Advisory. Contact their office in LAGUNA BEACH, California for a consultation.
What are Brian Roger Carruthers's credentials?
Brian Roger Carruthers is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Brian Roger Carruthers located?
Brian Roger Carruthers is based in LAGUNA BEACH, California, working with CARRUTHERS, BRIAN, ROGER. Their office serves clients in the LAGUNA BEACH metropolitan area and surrounding communities.
How does Brian Roger Carruthers charge for services?
Brian Roger Carruthers's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is CARRUTHERS, BRIAN, ROGER?
CARRUTHERS, BRIAN, ROGER has approximately 1 employees and manages $66M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Research
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