Unclaimed Profile

Brian Roger Carruthers

CARRUTHERS, BRIAN, ROGER·LAGUNA BEACH, California

Series 7, Series 63Clean record21 years registeredCARRUTHERS, BRIAN, ROGER

301 FOREST AVENUE, LAGUNA BEACH, CA 92651CRD# 1327519Firm CRD# 131140

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Brian Roger Carruthers · LAGUNA BEACH, CA

Registration

CRD #1327519 · CARRUTHERS, BRIAN, ROGER · 21 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: CARRUTHERS, BRIAN, ROGER

BRIAN CARRUTHERS & ASSOCIATES

Jul 2005 – Apr 2025

Laguna Beach, CA

Registrations & Exams

FINRA examinations passed

Series 7

Series 63

Registration record

First registered · July 14, 2005

Years registered · 21

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

CARRUTHERS, BRIAN, ROGER

CRD 131140 · SEC 801-63031

AUM

$66M

Regulatory assets under management

Employees

120 client accounts

Services offered by CARRUTHERS, BRIAN, ROGER

Per Form ADV

Portfolio management (individuals)

Selection of other advisers

Market timing services

Client types served by the firm

Per Form ADV

Individuals

View all advisors at CARRUTHERS, BRIAN, ROGER →

Introduction

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Frequently Asked Questions

What services does Brian Roger Carruthers offer?

Brian Roger Carruthers specializes in Investment Management, Wealth Management, Fee-Only Advisory.

What are Brian Roger Carruthers's credentials?

Brian Roger Carruthers is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Brian Roger Carruthers located?

Brian Roger Carruthers is based in LAGUNA BEACH, California, last registered with CARRUTHERS, BRIAN, ROGER.

How does Brian Roger Carruthers charge for services?

Brian Roger Carruthers's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is CARRUTHERS, BRIAN, ROGER?

CARRUTHERS, BRIAN, ROGER has approximately 1 employees and manages $66M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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