Unclaimed Profile

Marshall Glen Eichenauer

SAGENT WEALTH MANAGEMENT·LAGUNA BEACH, California

Series 7, Series 31, Series 63, Series 6529 years registeredSAGENT WEALTH MANAGEMENT

1489 GLENNEYRE STREET, LAGUNA BEACH, CA 92651CRD# 2333062Firm CRD# 147890

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Marshall Glen Eichenauer · LAGUNA BEACH, CA

Registration

CRD #2333062 · SAGENT WEALTH MANAGEMENT · 29 years registered

Brand Profile

Not yet started

Career History

SAGENT WEALTH MANAGEMENT

May 2017 – present

SAGENT WEALTH MANAGEMENT

Sep 2008 – Dec 2015

LAGUNA BEACH, CA

UBS FINANCIAL SERVICES INC.

Jul 1997 – Sep 2008

NEWPORT BEACH, CA

Registrations & Exams

FINRA examinations passed

Series 7

Series 31

Series 63

Series 65

Registration record

First registered · July 8, 1997

Years registered · 29

Disclosure History

2017Regulatory·Final

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

SAGENT WEALTH MANAGEMENT

CRD 147890 · SEC 801-69446

AUM

$90M

Regulatory assets under management

Employees

251 client accounts

Services offered by SAGENT WEALTH MANAGEMENT

Per Form ADV

Financial planning

Portfolio management (individuals)

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at SAGENT WEALTH MANAGEMENT →

Introduction

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Frequently Asked Questions

What services does Marshall Glen Eichenauer offer?

Marshall Glen Eichenauer specializes in Financial Planning, Investment Management. Contact their office in LAGUNA BEACH, California for a consultation.

What are Marshall Glen Eichenauer's credentials?

Marshall Glen Eichenauer is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Marshall Glen Eichenauer located?

Marshall Glen Eichenauer is based in LAGUNA BEACH, California, working with SAGENT WEALTH MANAGEMENT. Their office serves clients in the LAGUNA BEACH metropolitan area and surrounding communities.

How does Marshall Glen Eichenauer charge for services?

Marshall Glen Eichenauer's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is SAGENT WEALTH MANAGEMENT?

SAGENT WEALTH MANAGEMENT has approximately 3 employees and manages $90M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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