Unclaimed Profile

Andrew Thomas Becket

SAGENT WEALTH MANAGEMENT·LAGUNA BEACH, California

SIE, Series 7TO, Series 63, Series 65Clean record13 years registeredSAGENT WEALTH MANAGEMENT

32331 COAST HIGHWAY, LAGUNA BEACH, CA 92651CRD# 6074990Firm CRD# 147890

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Andrew Thomas Becket · LAGUNA BEACH, CA

Registration

CRD #6074990 · SAGENT WEALTH MANAGEMENT · 13 years registered

Brand Profile

Not yet started

Career History

RBC CAPITAL MARKETS, LLC

Sep 2023 – present

RBC CAPITAL MARKETS, LLC

Aug 2023 – present

LAGUNA WEALTH ADVISORS, LLC

Aug 2022 – Apr 2023

Cathedral City, CA

ASPIRIANT, LLC

Jan 2019 – May 2022

Irvine, CA

SAGENT WEALTH MANAGEMENT

Oct 2012 – Jun 2014

NEWPORT BEACH, CA

Registrations & Exams

FINRA examinations passed

SIE

Series 7TO

Series 63

Series 65

Registration record

First registered · October 2, 2012

Years registered · 13

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

SAGENT WEALTH MANAGEMENT

CRD 147890 · SEC 801-69446

AUM

$90M

Regulatory assets under management

Employees

251 client accounts

Services offered by SAGENT WEALTH MANAGEMENT

Per Form ADV

Financial planning

Portfolio management (individuals)

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at SAGENT WEALTH MANAGEMENT →

Introduction

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Frequently Asked Questions

What services does Andrew Thomas Becket offer?

Andrew Thomas Becket specializes in Financial Planning, Investment Management. Contact their office in LAGUNA BEACH, California for a consultation.

What are Andrew Thomas Becket's credentials?

Andrew Thomas Becket is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Andrew Thomas Becket located?

Andrew Thomas Becket is based in LAGUNA BEACH, California, working with SAGENT WEALTH MANAGEMENT. Their office serves clients in the LAGUNA BEACH metropolitan area and surrounding communities.

How does Andrew Thomas Becket charge for services?

Andrew Thomas Becket's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is SAGENT WEALTH MANAGEMENT?

SAGENT WEALTH MANAGEMENT has approximately 3 employees and manages $90M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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