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Stephanie Nicole Connor

SB CAPITAL MANAGEMENT, INC.·ENCINO, California
Series 65Clean record19 years registeredSB CAPITAL MANAGEMENT, INC.
6345 BALBOA BLVD., BUILDING 4, ENCINO, CA 91316CRD# 5272719Firm CRD# 126826

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Stephanie Nicole Connor · ENCINO, CA
Registration
CRD #5272719 · SB CAPITAL MANAGEMENT, INC. · 19 years registered
Brand Profile
Not yet started
01

Career History

MERCER GLOBAL ADVISORS INC.
Nov 2025 – present
SB CAPITAL MANAGEMENT, INC.
Jan 2007 – Mar 2026
ENCINO, CA
02

Registrations & Exams

FINRA examinations passed
Series 65
Registration record
First registered · January 19, 2007
Years registered · 19
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
SB CAPITAL MANAGEMENT, INC.
CRD 126826 · SEC 801-62160
AUM
$1.1B
Regulatory assets under management
Employees
6
1,403 client accounts
Services offered by SB CAPITAL MANAGEMENT, INC.
Per Form ADV
Financial planning
Portfolio management (individuals)
Pension consulting
Selection of other advisers
Security ratings or pricing services
Client types served by the firm
Per Form ADV
Individuals
Pension & Retirement Plans
High Net Worth Individuals
View all advisors at SB CAPITAL MANAGEMENT, INC. →
Introduction

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05

Frequently Asked Questions

What services does Stephanie Nicole Connor offer?
Stephanie Nicole Connor specializes in Financial Planning, Investment Management, Retirement Planning, Wealth Management. Contact their office in ENCINO, California for a consultation.
What are Stephanie Nicole Connor's credentials?
Stephanie Nicole Connor is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Stephanie Nicole Connor located?
Stephanie Nicole Connor is based in ENCINO, California, working with SB CAPITAL MANAGEMENT, INC.. Their office serves clients in the ENCINO metropolitan area and surrounding communities.
How does Stephanie Nicole Connor charge for services?
Stephanie Nicole Connor's firm is compensated through percentage of aum, hourly charges, subscription fees, performance-based fees, other: advisory referral fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is SB CAPITAL MANAGEMENT, INC.?
SB CAPITAL MANAGEMENT, INC. has approximately 6 employees and manages $1.1B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at SB CAPITAL MANAGEMENT, INC.

Aaron Wolf Zimmer
ENCINO, CA
Matthew Allan Burke
ENCINO, CA
Sandy Marvin Singer
ENCINO, CA
Richard S. Singer
ENCINO, CA
Amitha K Harichandran
ENCINO, CA

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