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Stephanie Nicole Connor

SB CAPITAL MANAGEMENT, INC.·ENCINO, California
Unclaimed Profile
6345 BALBOA BLVD., BUILDING 4, ENCINO, CA 91316CRD# 5272719Firm CRD# 126826
01

About

Stephanie Nicole Connor is a registered financial advisor based in ENCINO, California, affiliated with SB CAPITAL MANAGEMENT, INC.. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Financial Planning
Investment Management
Retirement Planning
Wealth Management
Client Types
Individuals
Pension & Retirement Plans
High Net Worth Individuals
03

Firm Overview

Firm
SB CAPITAL MANAGEMENT, INC.
SB CAPITAL MANAGEMENT, INC.
AUM
$1.1B
Regulatory assets under management
Employees
6
Total firm employees
View all advisors at SB CAPITAL MANAGEMENT, INC. →
Services
Financial planning
Portfolio management (individuals)
Pension consulting
Selection of other advisers
Security ratings or pricing services
04

Background

Compensation
Percentage of AUM
Hourly charges
Subscription fees
Performance-based fees
Other: ADVISORY REFERRAL FEES
Regulatory
SEC/IARD CRD# 5272719
Firm CRD# 126826
No disclosures on file
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does Stephanie Nicole Connor offer?
Stephanie Nicole Connor specializes in Financial Planning, Investment Management, Retirement Planning, Wealth Management. Contact their office in ENCINO, California for a consultation.
What are Stephanie Nicole Connor's credentials?
Stephanie Nicole Connor is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Stephanie Nicole Connor located?
Stephanie Nicole Connor is based in ENCINO, California, working with SB CAPITAL MANAGEMENT, INC.. Their office serves clients in the ENCINO metropolitan area and surrounding communities.
How does Stephanie Nicole Connor charge for services?
Stephanie Nicole Connor's firm is compensated through percentage of aum, hourly charges, subscription fees, performance-based fees, other: advisory referral fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is SB CAPITAL MANAGEMENT, INC.?
SB CAPITAL MANAGEMENT, INC. has approximately 6 employees and manages $1.1B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other advisors in ENCINO
David William Jacobs — NAVALIGN, LLCJason Terrance Thomas — PORTFOLIO DESIGN LABS, LLCMatthew Allan Burke — SB CAPITAL MANAGEMENT, INC.Sandy Marvin Singer — SB CAPITAL MANAGEMENT, INC.Christopher Matthew Carter — NAVALIGN, LLC
Nearby cities in California
SAN FRANCISCO (3797)LOS ANGELES (2042)MENLO PARK (796)SAN DIEGO (729)PALO ALTO (715)
City Guides
SAN FRANCISCO GuideLOS ANGELES GuideMENLO PARK GuideSAN DIEGO GuidePALO ALTO Guide
Research
Advisor Fees in CaliforniaNational Fee Analysis
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