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Stephanie Nicole Connor

SB CAPITAL MANAGEMENT, INC.·ENCINO, California
Clean recordSB CAPITAL MANAGEMENT, INC.
6345 BALBOA BLVD., BUILDING 4, ENCINO, CA 91316CRD# 5272719Firm CRD# 126826

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Stephanie Nicole Connor · ENCINO, CA
Registration
CRD #5272719 · SB CAPITAL MANAGEMENT, INC.
Brand Profile
Not yet started
Disclosure history
Clean record · no disclosure events on file
01

About

Stephanie Nicole Connor is a registered financial advisor based in ENCINO, California, affiliated with SB CAPITAL MANAGEMENT, INC.. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Financial Planning
Investment Management
Retirement Planning
Wealth Management
Client Types
Individuals
Pension & Retirement Plans
High Net Worth Individuals
Introduction

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03

Firm Overview

Firm
SB CAPITAL MANAGEMENT, INC.
SB CAPITAL MANAGEMENT, INC.
AUM
$1.1B
Regulatory assets under management
Employees
6
Total firm employees
View all advisors at SB CAPITAL MANAGEMENT, INC. →
Services
Financial planning
Portfolio management (individuals)
Pension consulting
Selection of other advisers
Security ratings or pricing services
04

Background

Compensation
Percentage of AUM
Hourly charges
Subscription fees
Performance-based fees
Other: ADVISORY REFERRAL FEES
Regulatory
SEC/IARD CRD# 5272719
Firm CRD# 126826
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does Stephanie Nicole Connor offer?
Stephanie Nicole Connor specializes in Financial Planning, Investment Management, Retirement Planning, Wealth Management. Contact their office in ENCINO, California for a consultation.
What are Stephanie Nicole Connor's credentials?
Stephanie Nicole Connor is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Stephanie Nicole Connor located?
Stephanie Nicole Connor is based in ENCINO, California, working with SB CAPITAL MANAGEMENT, INC.. Their office serves clients in the ENCINO metropolitan area and surrounding communities.
How does Stephanie Nicole Connor charge for services?
Stephanie Nicole Connor's firm is compensated through percentage of aum, hourly charges, subscription fees, performance-based fees, other: advisory referral fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is SB CAPITAL MANAGEMENT, INC.?
SB CAPITAL MANAGEMENT, INC. has approximately 6 employees and manages $1.1B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at SB CAPITAL MANAGEMENT, INC.

Aaron Wolf Zimmer
ENCINO, CA
Matthew Allan Burke
ENCINO, CA
Sandy Marvin Singer
ENCINO, CA
Amitha K Harichandran
ENCINO, CA
Richard S. Singer
ENCINO, CA

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Research
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