Unclaimed Profile

Aaron Wolf Zimmer

SB CAPITAL MANAGEMENT, INC.·ENCINO, California

Series 7, Series 66Clean record25 years registeredSB CAPITAL MANAGEMENT, INC.

6345 BALBOA BLVD., BUILDING 4, ENCINO, CA 91316CRD# 3167238Firm CRD# 126826

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Aaron Wolf Zimmer · ENCINO, CA

Registration

CRD #3167238 · SB CAPITAL MANAGEMENT, INC. · 25 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: SB CAPITAL MANAGEMENT, INC.

SB CAPITAL MANAGEMENT, INC.

Jun 2001 – Sep 2018

ENCINO, CA

Registrations & Exams

FINRA examinations passed

Series 7

Series 66

Registration record

First registered · June 4, 2001

Years registered · 25

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

SB CAPITAL MANAGEMENT, INC.

CRD 126826 · SEC 801-62160

AUM

$1.1B

Regulatory assets under management

Employees

1,403 client accounts

Services offered by SB CAPITAL MANAGEMENT, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Pension consulting

Selection of other advisers

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

Pension & Retirement Plans

High Net Worth Individuals

View all advisors at SB CAPITAL MANAGEMENT, INC. →

Introduction

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Frequently Asked Questions

What services does Aaron Wolf Zimmer offer?

Aaron Wolf Zimmer specializes in Financial Planning, Investment Management, Retirement Planning, Wealth Management.

What are Aaron Wolf Zimmer's credentials?

Aaron Wolf Zimmer is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Aaron Wolf Zimmer located?

Aaron Wolf Zimmer is based in ENCINO, California, last registered with SB CAPITAL MANAGEMENT, INC..

How does Aaron Wolf Zimmer charge for services?

Aaron Wolf Zimmer's firm is compensated through percentage of aum, hourly charges, subscription fees, performance-based fees, other: advisory referral fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is SB CAPITAL MANAGEMENT, INC.?

SB CAPITAL MANAGEMENT, INC. has approximately 6 employees and manages $1.1B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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