AdvisorOS Directory
Claim Profile
Unclaimed Profile
RS

Richard S. Singer

SB CAPITAL MANAGEMENT, INC.·ENCINO, California
Series 65Clean record23 years registeredSB CAPITAL MANAGEMENT, INC.
6345 BALBOA BLVD., BUILDING 4, ENCINO, CA 91316CRD# 4686283Firm CRD# 126826

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Richard S. Singer · ENCINO, CA
Registration
CRD #4686283 · SB CAPITAL MANAGEMENT, INC. · 23 years registered
Brand Profile
Not yet started
01

Career History

MERCER GLOBAL ADVISORS INC.
Dec 2025 – present
SB CAPITAL MANAGEMENT, INC.
Jul 2003 – Mar 2026
ENCINO, CA
02

Registrations & Exams

FINRA examinations passed
Series 65
Registration record
First registered · July 18, 2003
Years registered · 23
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
SB CAPITAL MANAGEMENT, INC.
CRD 126826 · SEC 801-62160
AUM
$1.1B
Regulatory assets under management
Employees
6
1,403 client accounts
Services offered by SB CAPITAL MANAGEMENT, INC.
Per Form ADV
Financial planning
Portfolio management (individuals)
Pension consulting
Selection of other advisers
Security ratings or pricing services
Client types served by the firm
Per Form ADV
Individuals
Pension & Retirement Plans
High Net Worth Individuals
View all advisors at SB CAPITAL MANAGEMENT, INC. →
Introduction

Speak with Richard

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Richard is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in ENCINO?

Browse all registered financial advisors in ENCINO, California or claim this profile if it's yours.

Browse ENCINO AdvisorsAre you this advisor? Claim profile
05

Frequently Asked Questions

What services does Richard S. Singer offer?
Richard S. Singer specializes in Financial Planning, Investment Management, Retirement Planning, Wealth Management. Contact their office in ENCINO, California for a consultation.
What are Richard S. Singer's credentials?
Richard S. Singer is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Richard S. Singer located?
Richard S. Singer is based in ENCINO, California, working with SB CAPITAL MANAGEMENT, INC.. Their office serves clients in the ENCINO metropolitan area and surrounding communities.
How does Richard S. Singer charge for services?
Richard S. Singer's firm is compensated through percentage of aum, hourly charges, subscription fees, performance-based fees, other: advisory referral fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is SB CAPITAL MANAGEMENT, INC.?
SB CAPITAL MANAGEMENT, INC. has approximately 6 employees and manages $1.1B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
Not sure what to look for in an advisor?
Try our free Advisor Match Quiz →

Other Advisors at SB CAPITAL MANAGEMENT, INC.

Aaron Wolf Zimmer
ENCINO, CA
Matthew Allan Burke
ENCINO, CA
Sandy Marvin Singer
ENCINO, CA
Stephanie Nicole Connor
ENCINO, CA
Amitha K Harichandran
ENCINO, CA

More Advisors in ENCINO, California

Kenneth Lee Willner
WILLNER & HELLER LLC·ENCINO, CA
Jason Terrance Thomas
PORTFOLIO DESIGN LABS, LLC·ENCINO, CA
CFA
Roger B Fox
FOX, ROGER BENNETT·ENCINO, CA
Amy Marshall
FOX, ROGER BENNETT·ENCINO, CA
David William Jacobs
NAVALIGN, LLC·ENCINO, CA
Matthew David Heller
WILLNER & HELLER LLC·ENCINO, CA

Browse by Specialty

Investment ManagementRetirement PlanningWealth ManagementFinancial PlanningFee-Only AdvisoryFinancial Education
Nearby cities in California
SAN FRANCISCO (951)LOS ANGELES (679)SAN DIEGO (421)NEWPORT BEACH (277)IRVINE (191)PASADENA (130)WALNUT CREEK (121)SANTA MONICA (118)SANTA BARBARA (103)LA JOLLA (100)
City Guides
SAN FRANCISCO GuideLOS ANGELES GuideSAN DIEGO GuideNEWPORT BEACH GuideIRVINE Guide
Research
Advisor Fees in CaliforniaNational Fee Analysis
Request removal of this profile