Unclaimed Profile

Sandy Marvin Singer

SB CAPITAL MANAGEMENT, INC.·ENCINO, California

Series 65Clean record22 years registeredSB CAPITAL MANAGEMENT, INC.

6345 BALBOA BLVD., BUILDING 4, ENCINO, CA 91316CRD# 4263817Firm CRD# 126826

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Sandy Marvin Singer · ENCINO, CA

Registration

CRD #4263817 · SB CAPITAL MANAGEMENT, INC. · 22 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: SB CAPITAL MANAGEMENT, INC.

SB CAPITAL MANAGEMENT, INC.

Oct 2003 – Nov 2023

ENCINO, CA

Registrations & Exams

FINRA examinations passed

Series 65

Registration record

First registered · October 20, 2003

Years registered · 22

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

SB CAPITAL MANAGEMENT, INC.

CRD 126826 · SEC 801-62160

AUM

$1.1B

Regulatory assets under management

Employees

1,403 client accounts

Services offered by SB CAPITAL MANAGEMENT, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Pension consulting

Selection of other advisers

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

Pension & Retirement Plans

High Net Worth Individuals

View all advisors at SB CAPITAL MANAGEMENT, INC. →

Introduction

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Frequently Asked Questions

What services does Sandy Marvin Singer offer?

Sandy Marvin Singer specializes in Financial Planning, Investment Management, Retirement Planning, Wealth Management.

What are Sandy Marvin Singer's credentials?

Sandy Marvin Singer is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Sandy Marvin Singer located?

Sandy Marvin Singer is based in ENCINO, California, last registered with SB CAPITAL MANAGEMENT, INC..

How does Sandy Marvin Singer charge for services?

Sandy Marvin Singer's firm is compensated through percentage of aum, hourly charges, subscription fees, performance-based fees, other: advisory referral fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is SB CAPITAL MANAGEMENT, INC.?

SB CAPITAL MANAGEMENT, INC. has approximately 6 employees and manages $1.1B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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