AdvisorOS Directory
Claim Profile
Unclaimed Profile
AM

Amy Marshall

FOX, ROGER BENNETT·ENCINO, California
Series 65Clean record4 years registeredFOX, ROGER BENNETT
16633 VENTURA BLVD., ENCINO, CA 91436CRD# 6164288Firm CRD# 129367

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Amy Marshall · ENCINO, CA
Registration
CRD #6164288 · FOX, ROGER BENNETT · 4 years registered
Brand Profile
Not yet started
01

Career History

S&F INVESTMENT ADVISORS
Dec 2021 – present
02

Registrations & Exams

FINRA examinations passed
Series 65
Registration record
First registered · December 14, 2021
Years registered · 4
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
FOX, ROGER BENNETT
CRD 129367 · SEC 801-62743
AUM
$74M
Regulatory assets under management
Employees
2
316 client accounts
Services offered by FOX, ROGER BENNETT
Per Form ADV
Portfolio management (individuals)
Client types served by the firm
Per Form ADV
Individuals
View all advisors at FOX, ROGER BENNETT →
Introduction

Speak with Amy

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Amy is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in ENCINO?

Browse all registered financial advisors in ENCINO, California or claim this profile if it's yours.

Browse ENCINO AdvisorsAre you this advisor? Claim profile
05

Frequently Asked Questions

What services does Amy Marshall offer?
Amy Marshall specializes in Investment Management. Contact their office in ENCINO, California for a consultation.
What are Amy Marshall's credentials?
Amy Marshall is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Amy Marshall located?
Amy Marshall is based in ENCINO, California, working with FOX, ROGER BENNETT. Their office serves clients in the ENCINO metropolitan area and surrounding communities.
How does Amy Marshall charge for services?
Amy Marshall's firm is compensated through percentage of aum, subscription fees, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is FOX, ROGER BENNETT?
FOX, ROGER BENNETT has approximately 2 employees and manages $74M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
Not sure what to look for in an advisor?
Try our free Advisor Match Quiz →

Other Advisors at FOX, ROGER BENNETT

Roger B Fox
ENCINO, CA

More Advisors in ENCINO, California

Kenneth Lee Willner
WILLNER & HELLER LLC·ENCINO, CA
Jason Terrance Thomas
PORTFOLIO DESIGN LABS, LLC·ENCINO, CA
CFA
Aaron Wolf Zimmer
SB CAPITAL MANAGEMENT, INC.·ENCINO, CA
Matthew Allan Burke
SB CAPITAL MANAGEMENT, INC.·ENCINO, CA
Matthew David Heller
WILLNER & HELLER LLC·ENCINO, CA
Sandy Marvin Singer
SB CAPITAL MANAGEMENT, INC.·ENCINO, CA

Browse by Specialty

Investment ManagementRetirement PlanningWealth ManagementFinancial PlanningFee-Only AdvisoryFinancial Education
Nearby cities in California
SAN FRANCISCO (951)LOS ANGELES (679)SAN DIEGO (421)NEWPORT BEACH (277)IRVINE (191)PASADENA (130)WALNUT CREEK (121)SANTA MONICA (118)SANTA BARBARA (103)LA JOLLA (100)
City Guides
SAN FRANCISCO GuideLOS ANGELES GuideSAN DIEGO GuideNEWPORT BEACH GuideIRVINE Guide
Research
Advisor Fees in CaliforniaNational Fee Analysis
Request removal of this profile