Unclaimed Profile

Stephen Edward Rischall

NAVALIGN, LLC·ENCINO, California

SIE, Series 7, Series 66CFPClean record17 years registeredNAVALIGN, LLC

15910 VENTURA BLVD, ENCINO, CA 91436CRD# 5215325Firm CRD# 119919

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Stephen Edward Rischall · ENCINO, CA

Registration

CRD #5215325 · NAVALIGN, LLC · 17 years registered

Brand Profile

Not yet started

Career History

NAVALIGN, LLC

Jul 2018 – present

1080 FINANCIAL GROUP

Jul 2015 – Dec 2018

ENCINO, CA

SAGEPOINT FINANCIAL, INC.

Oct 2013 – Aug 2015

SHERMAN OAKS, CA

WADDELL & REED

Nov 2009 – Oct 2013

SHERMAN OAKS, CA

LPL FINANCIAL CORPORATION

Mar 2009 – Nov 2009

VALENCIA, CA

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 66

Registration record

First registered · March 4, 2009

Years registered · 17

Professional designation · CFP

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

NAVALIGN, LLC

CRD 119919 · SEC 801-66206

AUM

$554M

Regulatory assets under management

Employees

1,685 client accounts

Services offered by NAVALIGN, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at NAVALIGN, LLC →

Introduction

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Frequently Asked Questions

What services does Stephen Edward Rischall offer?

Stephen Edward Rischall specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in ENCINO, California for a consultation.

What are Stephen Edward Rischall's credentials?

Stephen Edward Rischall holds the following professional designations: CFP. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Stephen Edward Rischall located?

Stephen Edward Rischall is based in ENCINO, California, working with NAVALIGN, LLC. Their office serves clients in the ENCINO metropolitan area and surrounding communities.

How does Stephen Edward Rischall charge for services?

Stephen Edward Rischall's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is NAVALIGN, LLC?

NAVALIGN, LLC has approximately 9 employees and manages $554M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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