Unclaimed Profile

Roger B Fox

FOX, ROGER BENNETT·ENCINO, California

Series 2Clean record33 years registeredFOX, ROGER BENNETT

16633 VENTURA BLVD., ENCINO, CA 91436CRD# 2265404Firm CRD# 129367

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Roger B Fox · ENCINO, CA

Registration

CRD #2265404 · FOX, ROGER BENNETT · 33 years registered

Brand Profile

Not yet started

Career History

S&F INVESTMENT ADVISORS

Dec 1992 – present

Registrations & Exams

FINRA examinations passed

Series 2

Registration record

First registered · December 11, 1992

Years registered · 33

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

FOX, ROGER BENNETT

CRD 129367 · SEC 801-62743

AUM

$74M

Regulatory assets under management

Employees

316 client accounts

Services offered by FOX, ROGER BENNETT

Per Form ADV

Portfolio management (individuals)

Client types served by the firm

Per Form ADV

Individuals

View all advisors at FOX, ROGER BENNETT →

Introduction

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Frequently Asked Questions

What services does Roger B Fox offer?

Roger B Fox specializes in Investment Management. Contact their office in ENCINO, California for a consultation.

What are Roger B Fox's credentials?

Roger B Fox is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Roger B Fox located?

Roger B Fox is based in ENCINO, California, working with FOX, ROGER BENNETT. Their office serves clients in the ENCINO metropolitan area and surrounding communities.

How does Roger B Fox charge for services?

Roger B Fox's firm is compensated through percentage of aum, subscription fees, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is FOX, ROGER BENNETT?

FOX, ROGER BENNETT has approximately 2 employees and manages $74M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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