Unclaimed Profile

Yannan Wang

NEW CITY INVESTMENTS LLC·CAMPBELL, California

SIE, Series 7, Series 24, Series 63, Series 65, Series 79Clean record11 years registeredNEW CITY INVESTMENTS LLC

900 E. HAMILTON, STE. 100, CAMPBELL, CA 95008CRD# 6362125Firm CRD# 171887

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Yannan Wang · CAMPBELL, CA

Registration

CRD #6362125 · NEW CITY INVESTMENTS LLC · 11 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: NEW CITY INVESTMENTS LLC

NEW CITY INVESTMENTS LLC

Nov 2014 – Jun 2016

CAMPBELL, CA

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 24

Series 63

Series 65

Series 79

Registration record

First registered · November 4, 2014

Years registered · 11

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

NEW CITY INVESTMENTS LLC

CRD 171887 · SEC 801-80016

AUM

$119M

Regulatory assets under management

Employees

7 client accounts

Services offered by NEW CITY INVESTMENTS LLC

Per Form ADV

Portfolio management (individuals)

Other

Client types served by the firm

Per Form ADV

Individuals

View all advisors at NEW CITY INVESTMENTS LLC →

Introduction

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Frequently Asked Questions

What services does Yannan Wang offer?

Yannan Wang specializes in Investment Management.

What are Yannan Wang's credentials?

Yannan Wang is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Yannan Wang located?

Yannan Wang is based in CAMPBELL, California, last registered with NEW CITY INVESTMENTS LLC.

How does Yannan Wang charge for services?

Yannan Wang's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is NEW CITY INVESTMENTS LLC?

NEW CITY INVESTMENTS LLC has approximately 2 employees and manages $119M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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