Unclaimed Profile

Michael Gary Holt

ASSET STRATEGIES & MANAGEMENT INC·CAMPBELL, California

Series 6, Series 7, Series 24, Series 6337 years registeredASSET STRATEGIES & MANAGEMENT INC

55 N THIRD ST, STE 201, CAMPBELL, CA 95008CRD# 1477694Firm CRD# 104723

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Michael Gary Holt · CAMPBELL, CA

Registration

CRD #1477694 · ASSET STRATEGIES & MANAGEMENT INC · 37 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: ASSET STRATEGIES & MANAGEMENT INC

ASSET STRATEGIES & MANAGEMENT, INC.

Aug 1988 – Dec 2014

CAMPBELL, CA

Registrations & Exams

FINRA examinations passed

Series 6

Series 7

Series 24

Series 63

Registration record

First registered · August 29, 1988

Years registered · 37

Disclosure History

2014Regulatory·Final

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

ASSET STRATEGIES & MANAGEMENT INC

CRD 104723 · SEC 801-30085

AUM

$61M

Regulatory assets under management

Employees

310 client accounts

Services offered by ASSET STRATEGIES & MANAGEMENT INC

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at ASSET STRATEGIES & MANAGEMENT INC →

Introduction

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Frequently Asked Questions

What services does Michael Gary Holt offer?

Michael Gary Holt specializes in Financial Planning, Investment Management.

What are Michael Gary Holt's credentials?

Michael Gary Holt is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Michael Gary Holt located?

Michael Gary Holt is based in CAMPBELL, California, last registered with ASSET STRATEGIES & MANAGEMENT INC.

How does Michael Gary Holt charge for services?

Michael Gary Holt's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is ASSET STRATEGIES & MANAGEMENT INC?

ASSET STRATEGIES & MANAGEMENT INC has approximately 1 employees and manages $61M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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