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Bud Thomas Mine

MINE & ARAO WEALTH CREATION AND MANAGEMENT, LLC·CAMPBELL, California
Series 65Clean record26 years registeredMINE & ARAO WEALTH CREATION AND MANAGEMENT, LLC
901 CAMPISI WAY, CAMPBELL, CA 95008CRD# 4485331Firm CRD# 118319

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Bud Thomas Mine · CAMPBELL, CA
Registration
CRD #4485331 · MINE & ARAO WEALTH CREATION AND MANAGEMENT, LLC · 26 years registered
Brand Profile
Not yet started
01

Career History

02

Registrations & Exams

FINRA examinations passed
Series 65
Registration record
First registered · September 7, 1999
Years registered · 26
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
MINE & ARAO WEALTH CREATION AND MANAGEMENT, LLC
CRD 118319 · SEC 801-113885
AUM
$238M
Regulatory assets under management
Employees
3
480 client accounts
Services offered by MINE & ARAO WEALTH CREATION AND MANAGEMENT, LLC
Per Form ADV
Financial planning
Portfolio management (individuals)
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
Introduction

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05

Frequently Asked Questions

What services does Bud Thomas Mine offer?
Bud Thomas Mine specializes in Financial Planning, Investment Management. Contact their office in CAMPBELL, California for a consultation.
What are Bud Thomas Mine's credentials?
Bud Thomas Mine is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Bud Thomas Mine located?
Bud Thomas Mine is based in CAMPBELL, California, working with MINE & ARAO WEALTH CREATION AND MANAGEMENT, LLC. Their office serves clients in the CAMPBELL metropolitan area and surrounding communities.
How does Bud Thomas Mine charge for services?
Bud Thomas Mine's firm is compensated through percentage of aum, hourly charges. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is MINE & ARAO WEALTH CREATION AND MANAGEMENT, LLC?
MINE & ARAO WEALTH CREATION AND MANAGEMENT, LLC has approximately 3 employees and manages $238M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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