Unclaimed Profile

Antoine Nabih Souma

GALLIOTT CAPITAL ADVISORS, LLC·BEVERLY HILLS, California

SIE, Series 7, Series 63, Series 6525 years registeredGALLIOTT CAPITAL ADVISORS, LLC

9401 WILSHIRE BLVD., BEVERLY HILLS, CA 90212CRD# 4210987Firm CRD# 313094

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Antoine Nabih Souma · BEVERLY HILLS, CA

Registration

CRD #4210987 · GALLIOTT CAPITAL ADVISORS, LLC · 25 years registered

Brand Profile

Not yet started

Career History

GALLIOTT CAPITAL ADVISORS, LLC

Feb 2022 – present

GALLIOTT CAPITAL ADVISORS, LLC

Apr 2021 – Dec 2021

BEVERLY HILLS, CA

INSIGNEO ADVISORY SERVICES, LLC

Jul 2020 – Dec 2021

Beverly Hills, CA

MORGAN STANLEY

Jun 2016 – Jul 2020

LOS ANGELES, CA

J.P. MORGAN SECURITIES LLC

Jul 2010 – Jun 2016

LOS ANGELES, CA

DEUTSCHE BANK SECURITIES INC.

Mar 2008 – Aug 2010

LOS ANGELES, CA

UBS FINANCIAL SERVICES INC.

Feb 2001 – Mar 2008

BEVERLY HILLS, CA

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 63

Series 65

Registration record

First registered · February 28, 2001

Years registered · 25

Disclosure History

2023Regulatory·Final

2022Customer Dispute·Settled

2021Employment Separation After Allegations

2021Regulatory·Final

2020Customer Dispute·Denied

2016Customer Dispute·Settled

6 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

GALLIOTT CAPITAL ADVISORS, LLC

CRD 313094 · SEC 801-120725

AUM

$118M

Regulatory assets under management

Employees

62 client accounts

Services offered by GALLIOTT CAPITAL ADVISORS, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Pension consulting

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Other

Client types served by the firm

Per Form ADV

Individuals

Pension & Retirement Plans

High Net Worth Individuals

View all advisors at GALLIOTT CAPITAL ADVISORS, LLC →

Introduction

Speak with Antoine

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Antoine is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in BEVERLY HILLS?

Browse all registered financial advisors in BEVERLY HILLS, California or claim this profile if it's yours.

Browse BEVERLY HILLS Advisors Are you this advisor? Claim profile

Frequently Asked Questions

What services does Antoine Nabih Souma offer?

Antoine Nabih Souma specializes in Financial Planning, Investment Management, Retirement Planning, Wealth Management. Contact their office in BEVERLY HILLS, California for a consultation.

What are Antoine Nabih Souma's credentials?

Antoine Nabih Souma is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Antoine Nabih Souma located?

Antoine Nabih Souma is based in BEVERLY HILLS, California, working with GALLIOTT CAPITAL ADVISORS, LLC. Their office serves clients in the BEVERLY HILLS metropolitan area and surrounding communities.

How does Antoine Nabih Souma charge for services?

Antoine Nabih Souma's firm is compensated through percentage of aum, hourly charges, subscription fees, performance-based fees, other: consulting. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is GALLIOTT CAPITAL ADVISORS, LLC?

GALLIOTT CAPITAL ADVISORS, LLC has approximately 8 employees and manages $118M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

Not sure what to look for in an advisor?

Try our free Advisor Match Quiz →