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Robert Clark Nii

HOWARD M. BORRIS & COMPANY, INC.·BEVERLY HILLS, California
SIE, Series 7PFSClean record8 years registeredHOWARD M. BORRIS & COMPANY, INC.
8530 WILSHIRE BLVD STE 200, BEVERLY HILLS, CA 90211-3113CRD# 5284844Firm CRD# 104709

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Robert Clark Nii · BEVERLY HILLS, CA
Registration
CRD #5284844 · HOWARD M. BORRIS & COMPANY, INC. · 8 years registered
Brand Profile
Not yet started
01

Career History

BORRIS NII & COMPANY
Nov 2017 – present
02

Registrations & Exams

FINRA examinations passed
SIE
Series 7
Registration record
First registered · November 21, 2017
Years registered · 8
Professional designation · PFS
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
HOWARD M. BORRIS & COMPANY, INC.
CRD 104709 · SEC 801-15184
AUM
$44M
Regulatory assets under management
Employees
2
82 client accounts
Services offered by HOWARD M. BORRIS & COMPANY, INC.
Per Form ADV
Portfolio management (individuals)
Security ratings or pricing services
Other
Client types served by the firm
Per Form ADV
Individuals
View all advisors at HOWARD M. BORRIS & COMPANY, INC. →
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Frequently Asked Questions

What services does Robert Clark Nii offer?
Robert Clark Nii specializes in Investment Management. Contact their office in BEVERLY HILLS, California for a consultation.
What are Robert Clark Nii's credentials?
Robert Clark Nii holds the following professional designations: PFS. These credentials require rigorous education, examination, and ongoing continuing education.
Where is Robert Clark Nii located?
Robert Clark Nii is based in BEVERLY HILLS, California, working with HOWARD M. BORRIS & COMPANY, INC.. Their office serves clients in the BEVERLY HILLS metropolitan area and surrounding communities.
How does Robert Clark Nii charge for services?
Robert Clark Nii's firm is compensated through percentage of aum, subscription fees, commissions, other: % of professional income for business & family mgmt service. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is HOWARD M. BORRIS & COMPANY, INC.?
HOWARD M. BORRIS & COMPANY, INC. has approximately 2 employees and manages $44M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at HOWARD M. BORRIS & COMPANY, INC.

Howard Michael Borris
BEVERLY HILLS, CA
ChFC

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