Unclaimed Profile

Robert Mourad

GALLIOTT CAPITAL ADVISORS, LLC·BEVERLY HILLS, California

SIE, Series 3, Series 7, Series 9, Series 10, Series 63, Series 65CFPClean record29 years registeredGALLIOTT CAPITAL ADVISORS, LLC

9401 WILSHIRE BLVD., BEVERLY HILLS, CA 90212CRD# 2632703Firm CRD# 313094

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Robert Mourad · BEVERLY HILLS, CA

Registration

CRD #2632703 · GALLIOTT CAPITAL ADVISORS, LLC · 29 years registered

Brand Profile

Not yet started

Career History

CITIGROUP GLOBAL MARKETS INC.

Mar 2026 – present

GALLIOTT CAPITAL ADVISORS, LLC

Jun 2022 – Mar 2026

BEVERLY HILLS, CA

UBS FINANCIAL SERVICES INC.

Apr 2011 – Apr 2022

WEEHAWKEN, NJ

UBS FINANCIAL SERVICES INC.

Jul 1997 – Mar 2011

BEVERLY HILLS, CA

Registrations & Exams

FINRA examinations passed

SIE

Series 3

Series 7

Series 9

Series 10

Series 63

Series 65

Registration record

First registered · July 8, 1997

Years registered · 29

Professional designation · CFP

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

GALLIOTT CAPITAL ADVISORS, LLC

CRD 313094 · SEC 801-120725

AUM

$118M

Regulatory assets under management

Employees

62 client accounts

Services offered by GALLIOTT CAPITAL ADVISORS, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Pension consulting

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Other

Client types served by the firm

Per Form ADV

Individuals

Pension & Retirement Plans

High Net Worth Individuals

View all advisors at GALLIOTT CAPITAL ADVISORS, LLC →

Introduction

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Frequently Asked Questions

What services does Robert Mourad offer?

Robert Mourad specializes in Financial Planning, Investment Management, Retirement Planning, Wealth Management. Contact their office in BEVERLY HILLS, California for a consultation.

What are Robert Mourad's credentials?

Robert Mourad holds the following professional designations: CFP. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Robert Mourad located?

Robert Mourad is based in BEVERLY HILLS, California, working with GALLIOTT CAPITAL ADVISORS, LLC. Their office serves clients in the BEVERLY HILLS metropolitan area and surrounding communities.

How does Robert Mourad charge for services?

Robert Mourad's firm is compensated through percentage of aum, hourly charges, subscription fees, performance-based fees, other: consulting. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is GALLIOTT CAPITAL ADVISORS, LLC?

GALLIOTT CAPITAL ADVISORS, LLC has approximately 8 employees and manages $118M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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