Unclaimed Profile

Michael Aaron Horowitz

MONARCH CAPITAL, INC.·BEVERLY HILLS, California

Series 7, Series 24, Series 6625 years registeredMONARCH CAPITAL, INC.

9301 WILSHIRE BOULEVARD, BEVERLY HILLS, CA 90210CRD# 4310718Firm CRD# 147990

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Michael Aaron Horowitz · BEVERLY HILLS, CA

Registration

CRD #4310718 · MONARCH CAPITAL, INC. · 25 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: MONARCH CAPITAL, INC.

MONARCH CAPITAL, INC.

Aug 2013 – Mar 2014

BEVERLY HILLS, CA

MUTUAL SECURITIES, INC.

Sep 2008 – Dec 2010

BEVERLY HILLS, CA

MONARCH CAPITAL, INC.

Aug 2008 – Oct 2013

BEVERLY HILLS, CA

MORGAN STANLEY & CO. INCORPORATED

Apr 2007 – Sep 2008

BEVERLY HILLS, CA

MORGAN STANLEY

Apr 2001 – Apr 2007

BEVERLY HILLS, CA

Registrations & Exams

FINRA examinations passed

Series 7

Series 24

Series 66

Registration record

First registered · April 11, 2001

Years registered · 25

Disclosure History

2014Regulatory·Final

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

MONARCH CAPITAL, INC.

CRD 147990 · SEC 801-69468

AUM

$39M

Regulatory assets under management

Employees

135 client accounts

Services offered by MONARCH CAPITAL, INC.

Per Form ADV

Portfolio management (individuals)

Selection of other advisers

Security ratings or pricing services

Other

Client types served by the firm

Per Form ADV

Individuals

View all advisors at MONARCH CAPITAL, INC. →

Introduction

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Frequently Asked Questions

What services does Michael Aaron Horowitz offer?

Michael Aaron Horowitz specializes in Investment Management, Wealth Management.

What are Michael Aaron Horowitz's credentials?

Michael Aaron Horowitz is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Michael Aaron Horowitz located?

Michael Aaron Horowitz is based in BEVERLY HILLS, California, last registered with MONARCH CAPITAL, INC..

How does Michael Aaron Horowitz charge for services?

Michael Aaron Horowitz's firm is compensated through percentage of aum, hourly charges, subscription fees, commissions. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is MONARCH CAPITAL, INC.?

MONARCH CAPITAL, INC. has approximately 1 employees and manages $39M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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