Unclaimed Profile

Ahsoo Ahn

GALLIOTT CAPITAL ADVISORS, LLC·BEVERLY HILLS, California

SIE, Series 7, Series 66Clean record17 years registeredGALLIOTT CAPITAL ADVISORS, LLC

9401 WILSHIRE BLVD., BEVERLY HILLS, CA 90212CRD# 5369193Firm CRD# 313094

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Ahsoo Ahn · BEVERLY HILLS, CA

Registration

CRD #5369193 · GALLIOTT CAPITAL ADVISORS, LLC · 17 years registered

Brand Profile

Not yet started

Career History

GALLIOTT CAPITAL ADVISORS, LLC

Sep 2023 – present

INSIGNEO ADVISORY SERVICES, LLC

Aug 2022 – Jan 2023

MIAMI, FL

GALLIOTT CAPITAL ADVISORS, LLC

Apr 2021 – Jul 2022

BEVERLY HILLS, CA

INSIGNEO ADVISORY SERVICES, LLC

Jul 2020 – Mar 2022

Beverly Hills, CA

MORGAN STANLEY

Jun 2016 – Jul 2020

LOS ANGELES, CA

J.P. MORGAN SECURITIES LLC

Dec 2011 – Jun 2016

LOS ANGELES, CA

DEUTSCHE BANK SECURITIES INC.

Jan 2009 – Dec 2011

LOS ANGELES, CA

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 66

Registration record

First registered · January 14, 2009

Years registered · 17

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

GALLIOTT CAPITAL ADVISORS, LLC

CRD 313094 · SEC 801-120725

AUM

$118M

Regulatory assets under management

Employees

62 client accounts

Services offered by GALLIOTT CAPITAL ADVISORS, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Pension consulting

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Other

Client types served by the firm

Per Form ADV

Individuals

Pension & Retirement Plans

High Net Worth Individuals

View all advisors at GALLIOTT CAPITAL ADVISORS, LLC →

Introduction

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Frequently Asked Questions

What services does Ahsoo Ahn offer?

Ahsoo Ahn specializes in Financial Planning, Investment Management, Retirement Planning, Wealth Management. Contact their office in BEVERLY HILLS, California for a consultation.

What are Ahsoo Ahn's credentials?

Ahsoo Ahn is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Ahsoo Ahn located?

Ahsoo Ahn is based in BEVERLY HILLS, California, working with GALLIOTT CAPITAL ADVISORS, LLC. Their office serves clients in the BEVERLY HILLS metropolitan area and surrounding communities.

How does Ahsoo Ahn charge for services?

Ahsoo Ahn's firm is compensated through percentage of aum, hourly charges, subscription fees, performance-based fees, other: consulting. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is GALLIOTT CAPITAL ADVISORS, LLC?

GALLIOTT CAPITAL ADVISORS, LLC has approximately 8 employees and manages $118M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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