Unclaimed Profile

Joseph Warren Simpson

STEPHENS INVESTMENT MANAGEMENT GROUP, LLC·LITTLE ROCK, Arkansas

SIE, Series 7, Series 24, Series 63Clean record21 years registeredSTEPHENS INVESTMENT MANAGEMENT GROUP, LLC

111 CENTER STREET, LITTLE ROCK, AR 72201CRD# 1036571Firm CRD# 136369

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Joseph Warren Simpson · LITTLE ROCK, AR

Registration

CRD #1036571 · STEPHENS INVESTMENT MANAGEMENT GROUP, LLC · 21 years registered

Brand Profile

Not yet started

Career History

STEPHENS INVESTMENT MANAGEMENT GROUP, LLC

Sep 2005 – present

STEPHENS

Sep 2004 – present

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 24

Series 63

Registration record

First registered · September 15, 2004

Years registered · 21

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

STEPHENS INVESTMENT MANAGEMENT GROUP, LLC

CRD 136369 · SEC 801-64675

AUM

$7.5B

Regulatory assets under management

Employees

162 client accounts

Services offered by STEPHENS INVESTMENT MANAGEMENT GROUP, LLC

Per Form ADV

Portfolio management (individuals)

Portfolio management (pooled investments)

Pension consulting

Selection of other advisers

Other

Client types served by the firm

Per Form ADV

Individuals

Institutional Investors

Pension & Retirement Plans

View all advisors at STEPHENS INVESTMENT MANAGEMENT GROUP, LLC →

Introduction

Speak with Joseph

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Joseph is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in LITTLE ROCK?

Browse all registered financial advisors in LITTLE ROCK, Arkansas or claim this profile if it's yours.

Browse LITTLE ROCK Advisors Are you this advisor? Claim profile

Frequently Asked Questions

What services does Joseph Warren Simpson offer?

Joseph Warren Simpson specializes in Investment Management, Retirement Planning, Wealth Management. Contact their office in LITTLE ROCK, Arkansas for a consultation.

What are Joseph Warren Simpson's credentials?

Joseph Warren Simpson is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Joseph Warren Simpson located?

Joseph Warren Simpson is based in LITTLE ROCK, Arkansas, working with STEPHENS INVESTMENT MANAGEMENT GROUP, LLC. Their office serves clients in the LITTLE ROCK metropolitan area and surrounding communities.

How does Joseph Warren Simpson charge for services?

Joseph Warren Simpson's firm is compensated through percentage of aum, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is STEPHENS INVESTMENT MANAGEMENT GROUP, LLC?

STEPHENS INVESTMENT MANAGEMENT GROUP, LLC has approximately 23 employees and manages $7.5B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

Not sure what to look for in an advisor?

Try our free Advisor Match Quiz →