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Harold Franklin Grubbs

FINANCIAL MANAGEMENT, INC.·LITTLE ROCK, Arkansas
Unclaimed Profile
10809 EXECUTIVE CENTER DRIVE, LITTLE ROCK, AR 72211CRD# 708166Firm CRD# 108350
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About

Harold Franklin Grubbs is a registered financial advisor based in LITTLE ROCK, Arkansas, affiliated with FINANCIAL MANAGEMENT, INC.. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Financial Planning
Investment Management
Wealth Management
Client Types
Individuals
High Net Worth Individuals
03

Firm Overview

Firm
FINANCIAL MANAGEMENT, INC.
FINANCIAL MANAGEMENT, INC.
AUM
$118M
Regulatory assets under management
Employees
4
Total firm employees
View all advisors at FINANCIAL MANAGEMENT, INC. →
Services
Financial planning
Portfolio management (individuals)
Selection of other advisers
Publication of periodicals/newsletters
Other
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Background

Compensation
Percentage of AUM
Hourly charges
Subscription fees
Regulatory
SEC/IARD CRD# 708166
Firm CRD# 108350
No disclosures on file
View on FINRA BrokerCheck →

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Frequently Asked Questions

What services does Harold Franklin Grubbs offer?
Harold Franklin Grubbs specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in LITTLE ROCK, Arkansas for a consultation.
What are Harold Franklin Grubbs's credentials?
Harold Franklin Grubbs is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Harold Franklin Grubbs located?
Harold Franklin Grubbs is based in LITTLE ROCK, Arkansas, working with FINANCIAL MANAGEMENT, INC.. Their office serves clients in the LITTLE ROCK metropolitan area and surrounding communities.
How does Harold Franklin Grubbs charge for services?
Harold Franklin Grubbs's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is FINANCIAL MANAGEMENT, INC.?
FINANCIAL MANAGEMENT, INC. has approximately 4 employees and manages $118M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other advisors in LITTLE ROCK
James Nicholas Merriweather — IPSEN ADVISOR GROUP LLCBarry Michael Corkern — CORKERN BARRY M ADVISORY SERVICES INCJanice Marie Corkern — CORKERN BARRY M ADVISORY SERVICES INCEdward Price Mahaffy — CLIENTFIRST WEALTH MANAGEMENT, LLCLunsford Williamson Bridges — METROPOLITAN CAPITAL MANAGEMENT, INC.
Nearby cities in Arkansas
ROGERS (43)FAYETTEVILLE (35)NORTH LITTLE ROCK (24)BENTONVILLE (13)LOWELL (10)
City Guides
ROGERS GuideFAYETTEVILLE GuideNORTH LITTLE ROCK GuideBENTONVILLE GuideLOWELL Guide
Research
Advisor Fees in ArkansasNational Fee Analysis
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