Unclaimed Profile

Harold Franklin Grubbs

FINANCIAL MANAGEMENT, INC.·LITTLE ROCK, Arkansas

Series 1, Series 7, Series 24, Series 63, Series 6539 years registeredFINANCIAL MANAGEMENT, INC.

10809 EXECUTIVE CENTER DRIVE, LITTLE ROCK, AR 72211CRD# 708166Firm CRD# 108350

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Harold Franklin Grubbs · LITTLE ROCK, AR

Registration

CRD #708166 · FINANCIAL MANAGEMENT, INC. · 39 years registered

Brand Profile

Not yet started

Career History

FINANCIAL MANAGEMENT, INC.

Jan 1987 – present

PINNACLE ASSET MANAGEMENT, LLC

Oct 2000 – Jun 2005

LITTLE ROCK, AR

Registrations & Exams

FINRA examinations passed

Series 1

Series 7

Series 24

Series 63

Series 65

Registration record

First registered · January 28, 1987

Years registered · 39

Disclosure History

2008Customer Dispute·Award / Judgment

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

FINANCIAL MANAGEMENT, INC.

CRD 108350 · SEC 801-126707

AUM

$118M

Regulatory assets under management

Employees

347 client accounts

Services offered by FINANCIAL MANAGEMENT, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Other

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at FINANCIAL MANAGEMENT, INC. →

Introduction

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Frequently Asked Questions

What services does Harold Franklin Grubbs offer?

Harold Franklin Grubbs specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in LITTLE ROCK, Arkansas for a consultation.

What are Harold Franklin Grubbs's credentials?

Harold Franklin Grubbs is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Harold Franklin Grubbs located?

Harold Franklin Grubbs is based in LITTLE ROCK, Arkansas, working with FINANCIAL MANAGEMENT, INC.. Their office serves clients in the LITTLE ROCK metropolitan area and surrounding communities.

How does Harold Franklin Grubbs charge for services?

Harold Franklin Grubbs's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is FINANCIAL MANAGEMENT, INC.?

FINANCIAL MANAGEMENT, INC. has approximately 4 employees and manages $118M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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