Unclaimed Profile

Michael William Nolte

STEPHENS INVESTMENT MANAGEMENT GROUP, LLC·LITTLE ROCK, Arkansas

SIE, Series 7, Series 63Clean record20 years registeredSTEPHENS INVESTMENT MANAGEMENT GROUP, LLC

111 CENTER STREET, LITTLE ROCK, AR 72201CRD# 1462528Firm CRD# 136369

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Michael William Nolte · LITTLE ROCK, AR

Registration

CRD #1462528 · STEPHENS INVESTMENT MANAGEMENT GROUP, LLC · 20 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: STEPHENS INVESTMENT MANAGEMENT GROUP, LLC

STEPHENS INVESTMENT MANAGEMENT GROUP, LLC

Sep 2005 – Oct 2005

LITTLE ROCK, AR

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 63

Registration record

First registered · September 19, 2005

Years registered · 20

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

STEPHENS INVESTMENT MANAGEMENT GROUP, LLC

CRD 136369 · SEC 801-64675

AUM

$7.5B

Regulatory assets under management

Employees

162 client accounts

Services offered by STEPHENS INVESTMENT MANAGEMENT GROUP, LLC

Per Form ADV

Portfolio management (individuals)

Portfolio management (pooled investments)

Pension consulting

Selection of other advisers

Other

Client types served by the firm

Per Form ADV

Individuals

Institutional Investors

Pension & Retirement Plans

View all advisors at STEPHENS INVESTMENT MANAGEMENT GROUP, LLC →

Introduction

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Frequently Asked Questions

What services does Michael William Nolte offer?

Michael William Nolte specializes in Investment Management, Retirement Planning, Wealth Management.

What are Michael William Nolte's credentials?

Michael William Nolte is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Michael William Nolte located?

Michael William Nolte is based in LITTLE ROCK, Arkansas, last registered with STEPHENS INVESTMENT MANAGEMENT GROUP, LLC.

How does Michael William Nolte charge for services?

Michael William Nolte's firm is compensated through percentage of aum, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is STEPHENS INVESTMENT MANAGEMENT GROUP, LLC?

STEPHENS INVESTMENT MANAGEMENT GROUP, LLC has approximately 23 employees and manages $7.5B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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