Unclaimed Profile

Zoe Ann Hines

STEPHENS INC.·LITTLE ROCK, Arkansas

SIE, Series 27, Series 99TOSTEPHENS INC.

111 CENTER ST, LITTLE ROCK, AR 72201CRD# 709945Firm CRD# 3496

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Zoe Ann Hines · LITTLE ROCK, AR

Registration

CRD #709945 · STEPHENS INC.

Brand Profile

Not yet started

Registrations & Exams

FINRA examinations passed

SIE

Series 27

Series 99TO

Disclosure History

Verify on FINRA BrokerCheck →

Source: SEC IAPD. Resolutions may have changed since.

Firm Overview

Firm

STEPHENS INC.

CRD 3496 · SEC 801-15510

AUM

$14.8B

Regulatory assets under management

Employees

629

21,924 client accounts

Services offered by STEPHENS INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Market timing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at STEPHENS INC. →

Introduction

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Frequently Asked Questions

What services does Zoe Ann Hines offer?

Zoe Ann Hines specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in LITTLE ROCK, Arkansas for a consultation.

What are Zoe Ann Hines's credentials?

Zoe Ann Hines is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Zoe Ann Hines located?

Zoe Ann Hines is based in LITTLE ROCK, Arkansas, working with STEPHENS INC.. Their office serves clients in the LITTLE ROCK metropolitan area and surrounding communities.

How does Zoe Ann Hines charge for services?

Zoe Ann Hines's firm is compensated through percentage of aum, hourly charges, subscription fees, commissions, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is STEPHENS INC.?

STEPHENS INC. has approximately 629 employees and manages $14.8B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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