Unclaimed Profile

James David Alger

SIMMONS FIRST INVESTMENT GROUP, INC.·LITTLE ROCK, Arkansas

SIE, Series 4, Series 7, Series 14, Series 24, Series 52, Series 53, Series 55, Series 57TO, Series 63, Series 66, Series 79TOClean record24 years registeredSIMMONS FIRST INVESTMENT GROUP, INC.

11700 CANTRELL ROAD, LITTLE ROCK, AR 72223CRD# 1340657Firm CRD# 47439

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

James David Alger · LITTLE ROCK, AR

Registration

CRD #1340657 · SIMMONS FIRST INVESTMENT GROUP, INC. · 24 years registered

Brand Profile

Not yet started

Career History

STEPHENS

May 2024 – present

STEPHENS

Apr 2019 – Dec 2023

LITTLE ROCK, AR

SIMMONS FIRST CAPITAL MANAGEMENT, INC.

Dec 2014 – Sep 2015

LITTLE ROCK, AR

SIMMONS FIRST INVESTMENT GROUP, INC.

Oct 2008 – Mar 2019

LITTLE ROCK, AR

WACHOVIA SECURITIES, LLC

Jan 2008 – May 2008

COLUMBUS, OH

A. G. EDWARDS & SONS, INC.

Jun 2006 – Jan 2008

COLUMBUS, OH

A. G. EDWARDS & SONS, INC.

Dec 2001 – May 2006

FAYETTEVILLE, AR

Registrations & Exams

FINRA examinations passed

SIE

Series 4

Series 7

Series 14

Series 24

Series 52

Series 53

Series 55

Series 57TO

Series 63

Series 66

Series 79TO

Registration record

First registered · December 19, 2001

Years registered · 24

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

SIMMONS FIRST INVESTMENT GROUP, INC.

CRD 47439 · SEC 801-108161

AUM

$205M

Regulatory assets under management

Employees

868 client accounts

Services offered by SIMMONS FIRST INVESTMENT GROUP, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at SIMMONS FIRST INVESTMENT GROUP, INC. →

Introduction

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Frequently Asked Questions

What services does James David Alger offer?

James David Alger specializes in Financial Planning, Investment Management. Contact their office in LITTLE ROCK, Arkansas for a consultation.

What are James David Alger's credentials?

James David Alger is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is James David Alger located?

James David Alger is based in LITTLE ROCK, Arkansas, working with SIMMONS FIRST INVESTMENT GROUP, INC.. Their office serves clients in the LITTLE ROCK metropolitan area and surrounding communities.

How does James David Alger charge for services?

James David Alger's firm is compensated through percentage of aum, hourly charges, other: fee based financial planning & consulting. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is SIMMONS FIRST INVESTMENT GROUP, INC.?

SIMMONS FIRST INVESTMENT GROUP, INC. has approximately 26 employees and manages $205M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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