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Todd Christian Ferguson

STEPHENS INVESTMENT MANAGEMENT GROUP, LLC·LITTLE ROCK, Arkansas
SIE, Series 7Clean recordSTEPHENS INVESTMENT MANAGEMENT GROUP, LLC
111 CENTER STREET, LITTLE ROCK, AR 72201CRD# 2527927Firm CRD# 136369

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Todd Christian Ferguson · LITTLE ROCK, AR
Registration
CRD #2527927 · STEPHENS INVESTMENT MANAGEMENT GROUP, LLC
Brand Profile
Not yet started
01

Registrations & Exams

FINRA examinations passed
SIE
Series 7
02

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

03

Firm Overview

Firm
STEPHENS INVESTMENT MANAGEMENT GROUP, LLC
CRD 136369 · SEC 801-64675
AUM
$7.5B
Regulatory assets under management
Employees
23
162 client accounts
Services offered by STEPHENS INVESTMENT MANAGEMENT GROUP, LLC
Per Form ADV
Portfolio management (individuals)
Portfolio management (pooled investments)
Pension consulting
Selection of other advisers
Other
Client types served by the firm
Per Form ADV
Individuals
Institutional Investors
Pension & Retirement Plans
View all advisors at STEPHENS INVESTMENT MANAGEMENT GROUP, LLC →
Introduction

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Frequently Asked Questions

What services does Todd Christian Ferguson offer?
Todd Christian Ferguson specializes in Investment Management, Retirement Planning, Wealth Management. Contact their office in LITTLE ROCK, Arkansas for a consultation.
What are Todd Christian Ferguson's credentials?
Todd Christian Ferguson is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Todd Christian Ferguson located?
Todd Christian Ferguson is based in LITTLE ROCK, Arkansas, working with STEPHENS INVESTMENT MANAGEMENT GROUP, LLC. Their office serves clients in the LITTLE ROCK metropolitan area and surrounding communities.
How does Todd Christian Ferguson charge for services?
Todd Christian Ferguson's firm is compensated through percentage of aum, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is STEPHENS INVESTMENT MANAGEMENT GROUP, LLC?
STEPHENS INVESTMENT MANAGEMENT GROUP, LLC has approximately 23 employees and manages $7.5B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at STEPHENS INVESTMENT MANAGEMENT GROUP, LLC

Michael William Nolte
LITTLE ROCK, AR
Joseph Warren Simpson
LITTLE ROCK, AR
Ryan Edward Crane
LITTLE ROCK, AR
CFA

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Nearby cities in Arkansas
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