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STEPHENS INC.
STEPHENS INC.
STEPHENS
LITTLE ROCK, Arkansas
·
9 registered advisors
·
CRD# 3496
SEC# 801-15510
20
501-377-2000
01
Firm Overview
AUM
$14.8B
Regulatory assets under management
Employees
629
Total firm employees
Advisors
9
Registered representatives
02
Services & Fees
Advisory Services
Financial planning
Portfolio management (individuals)
Selection of other advisers
Publication of periodicals/newsletters
Security ratings or pricing services
Market timing services
Charitable organization or education services
Compensation
Percentage of AUM
Hourly charges
Subscription fees
Commissions
Performance-based fees
03
Specialties
Financial Planning
Investment Management
Wealth Management
04
Advisors at STEPHENS INC.
9 registered advisors
Curtis Franklin Jr Bradbury
LITTLE ROCK, Arkansas
CFA
CRD# 810347
David Arceneaux Knight
LITTLE ROCK, Arkansas
CRD# 1834998
David Cannon Prince
LITTLE ROCK, Arkansas
CRD# 1636628
Donald Lawrence Chaney
LITTLE ROCK, Arkansas
CRD# 4341765
Joseph Bradford Eichler
LITTLE ROCK, Arkansas
CRD# 1999320
Mark Christopher Doramus
LITTLE ROCK, Arkansas
CRD# 1888235
Patricia Payne Vance
LITTLE ROCK, Arkansas
CRD# 2054106
Rachel Elizabeth Mondl Mayo
LITTLE ROCK, Arkansas
CRD# 7341761
Zoe Ann Hines
LITTLE ROCK, Arkansas
CRD# 709945
05
Office Locations
LITTLE ROCK, Arkansas
9 advisors
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Data sourced from SEC Form ADV filings. STEPHENS INC. (CRD# 3496) is registered with the SEC as an investment adviser. View the firm's full regulatory filing at
adviserinfo.sec.gov
.