Unclaimed Profile

Desiree Marvel Sii

SAGEPOINT FINANCIAL, INC.·PHOENIX, Arizona

SIE, Series 7, Series 24, Series 52TO, Series 53, Series 63, Series 66Clean record20 years registeredSAGEPOINT FINANCIAL, INC.

20 E. THOMAS ROAD, PHOENIX, AZ 85012CRD# 4269179Firm CRD# 133763

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Desiree Marvel Sii · PHOENIX, AZ

Registration

CRD #4269179 · SAGEPOINT FINANCIAL, INC. · 20 years registered

Brand Profile

Not yet started

Career History

ASSETMARK, INC.

Jun 2024 – present

ASSETMARK BROKERAGE, LLC

Jun 2024 – present

SAGEPOINT FINANCIAL, INC.

Mar 2015 – Sep 2023

PHOENIX, AZ

CHARLES SCHWAB & CO., INC.

Nov 2014 – Feb 2015

LEBANON, OR

ROYAL ALLIANCE ASSOCIATES, INC.

Jan 2009 – Sep 2014

NEW YORK, NY

AIG FINANCIAL ADVISORS, INC.

Oct 2005 – Dec 2008

SALEM, OR

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 24

Series 52TO

Series 53

Series 63

Series 66

Registration record

First registered · October 31, 2005

Years registered · 20

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

SAGEPOINT FINANCIAL, INC.

CRD 133763 · SEC 801-64721

AUM

$16.5B

Regulatory assets under management

Employees

3,563

86,848 client accounts

Services offered by SAGEPOINT FINANCIAL, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at SAGEPOINT FINANCIAL, INC. →

Introduction

Speak with Desiree Marvel

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Desiree Marvel is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in PHOENIX?

Browse all registered financial advisors in PHOENIX, Arizona or claim this profile if it's yours.

Browse PHOENIX Advisors Are you this advisor? Claim profile

Frequently Asked Questions

What services does Desiree Marvel Sii offer?

Desiree Marvel Sii specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in PHOENIX, Arizona for a consultation.

What are Desiree Marvel Sii's credentials?

Desiree Marvel Sii is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Desiree Marvel Sii located?

Desiree Marvel Sii is based in PHOENIX, Arizona, working with SAGEPOINT FINANCIAL, INC.. Their office serves clients in the PHOENIX metropolitan area and surrounding communities.

How does Desiree Marvel Sii charge for services?

Desiree Marvel Sii's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is SAGEPOINT FINANCIAL, INC.?

SAGEPOINT FINANCIAL, INC. has approximately 3563 employees and manages $16.5B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

Not sure what to look for in an advisor?

Try our free Advisor Match Quiz →