Unclaimed Profile

Steven David Schlegel

SAGEPOINT FINANCIAL, INC.·PHOENIX, Arizona

SIE, Series 7, Series 24, Series 52TO, Series 53, Series 63, Series 6523 years registeredSAGEPOINT FINANCIAL, INC.

20 E. THOMAS ROAD, PHOENIX, AZ 85012CRD# 2210096Firm CRD# 133763

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Steven David Schlegel · PHOENIX, AZ

Registration

CRD #2210096 · SAGEPOINT FINANCIAL, INC. · 23 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: SAGEPOINT FINANCIAL, INC.

HORNOR, TOWNSEND & KENT, LLC

Mar 2026 – Jun 2026

Conshohocken, PA

COMMONWEALTH FINANCIAL NETWORK

Jul 2024 – Mar 2026

WALTHAM, MA

OSAIC WEALTH, INC.

Feb 2024 – Jul 2024

TEMPE, AZ

SAGEPOINT FINANCIAL, INC.

Oct 2005 – Sep 2023

PHOENIX, AZ

SUNAMERICA SECURITIES, INC.

Mar 2004 – Oct 2005

READING, PA

LEESPORT WEALTH MANAGEMENT, LLC

Oct 2002 – Jun 2004

WYOMISSING, PA

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 24

Series 52TO

Series 53

Series 63

Series 65

Registration record

First registered · October 15, 2002

Years registered · 23

Disclosure History

2004Customer Dispute·Denied

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

SAGEPOINT FINANCIAL, INC.

CRD 133763 · SEC 801-64721

AUM

$16.5B

Regulatory assets under management

Employees

3,563

86,848 client accounts

Services offered by SAGEPOINT FINANCIAL, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at SAGEPOINT FINANCIAL, INC. →

Introduction

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Frequently Asked Questions

What services does Steven David Schlegel offer?

Steven David Schlegel specializes in Financial Planning, Investment Management, Wealth Management.

What are Steven David Schlegel's credentials?

Steven David Schlegel is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Steven David Schlegel located?

Steven David Schlegel is based in PHOENIX, Arizona, last registered with SAGEPOINT FINANCIAL, INC..

How does Steven David Schlegel charge for services?

Steven David Schlegel's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is SAGEPOINT FINANCIAL, INC.?

SAGEPOINT FINANCIAL, INC. has approximately 3563 employees and manages $16.5B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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