Unclaimed Profile

Nigel Allister Gilbert

SAGEPOINT FINANCIAL, INC.·PHOENIX, Arizona

SIE, Series 4, Series 7, Series 24, Series 55, Series 57TO, Series 63, Series 6612 years registeredSAGEPOINT FINANCIAL, INC.

20 E. THOMAS ROAD, PHOENIX, AZ 85012CRD# 2801498Firm CRD# 133763

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Nigel Allister Gilbert · PHOENIX, AZ

Registration

CRD #2801498 · SAGEPOINT FINANCIAL, INC. · 12 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: SAGEPOINT FINANCIAL, INC.

ROYAL ALLIANCE ASSOCIATES, INC.

Aug 2014 – Jul 2021

NEW YORK, NY

Registrations & Exams

FINRA examinations passed

SIE

Series 4

Series 7

Series 24

Series 55

Series 57TO

Series 63

Series 66

Registration record

First registered · August 4, 2014

Years registered · 12

Disclosure History

2004Regulatory·Final

1999Customer Dispute·Settled

3 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

SAGEPOINT FINANCIAL, INC.

CRD 133763 · SEC 801-64721

AUM

$16.5B

Regulatory assets under management

Employees

3,563

86,848 client accounts

Services offered by SAGEPOINT FINANCIAL, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at SAGEPOINT FINANCIAL, INC. →

Introduction

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Frequently Asked Questions

What services does Nigel Allister Gilbert offer?

Nigel Allister Gilbert specializes in Financial Planning, Investment Management, Wealth Management.

What are Nigel Allister Gilbert's credentials?

Nigel Allister Gilbert is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Nigel Allister Gilbert located?

Nigel Allister Gilbert is based in PHOENIX, Arizona, last registered with SAGEPOINT FINANCIAL, INC..

How does Nigel Allister Gilbert charge for services?

Nigel Allister Gilbert's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is SAGEPOINT FINANCIAL, INC.?

SAGEPOINT FINANCIAL, INC. has approximately 3563 employees and manages $16.5B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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