Unclaimed Profile

Jeffrey Michael Auld

SAGEPOINT FINANCIAL, INC.·PHOENIX, Arizona

SIE, Series 7, Series 24, Series 53, Series 63Clean record14 years registeredSAGEPOINT FINANCIAL, INC.

20 E. THOMAS ROAD, PHOENIX, AZ 85012CRD# 857528Firm CRD# 133763

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Jeffrey Michael Auld · PHOENIX, AZ

Registration

CRD #857528 · SAGEPOINT FINANCIAL, INC. · 14 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: SAGEPOINT FINANCIAL, INC.

SAGEPOINT FINANCIAL, INC.

Aug 2011 – Jan 2021

PHOENIX, AZ

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 24

Series 53

Series 63

Registration record

First registered · August 30, 2011

Years registered · 14

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

SAGEPOINT FINANCIAL, INC.

CRD 133763 · SEC 801-64721

AUM

$16.5B

Regulatory assets under management

Employees

3,563

86,848 client accounts

Services offered by SAGEPOINT FINANCIAL, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at SAGEPOINT FINANCIAL, INC. →

Introduction

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Frequently Asked Questions

What services does Jeffrey Michael Auld offer?

Jeffrey Michael Auld specializes in Financial Planning, Investment Management, Wealth Management.

What are Jeffrey Michael Auld's credentials?

Jeffrey Michael Auld is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Jeffrey Michael Auld located?

Jeffrey Michael Auld is based in PHOENIX, Arizona, last registered with SAGEPOINT FINANCIAL, INC..

How does Jeffrey Michael Auld charge for services?

Jeffrey Michael Auld's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is SAGEPOINT FINANCIAL, INC.?

SAGEPOINT FINANCIAL, INC. has approximately 3563 employees and manages $16.5B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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