Unclaimed Profile

John Vincent Rucker

STERNE AGEE ASSET MANAGEMENT, INC.·BIRMINGHAM, Alabama

SIE, Series 7, Series 8, Series 9, Series 10, Series 63, Series 6521 years registeredSTERNE AGEE ASSET MANAGEMENT, INC.

800 SHADES CREEK PARKWAY, BIRMINGHAM, AL 35209CRD# 2150281Firm CRD# 130888

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

John Vincent Rucker · BIRMINGHAM, AL

Registration

CRD #2150281 · STERNE AGEE ASSET MANAGEMENT, INC. · 21 years registered

Brand Profile

Not yet started

Career History

STIFEL, NICOLAUS & COMPANY, INCORPORATED

Jul 2015 – present

STERNE AGEE ASSET MANAGEMENT, INC.

Mar 2005 – Jul 2015

BIRMINGHAM, AL

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 8

Series 9

Series 10

Series 63

Series 65

Registration record

First registered · March 16, 2005

Years registered · 21

Disclosure History

2010Customer Dispute·Settled

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

STERNE AGEE ASSET MANAGEMENT, INC.

CRD 130888 · SEC 801-63297

AUM

$10M

Regulatory assets under management

Employees

99 client accounts

Services offered by STERNE AGEE ASSET MANAGEMENT, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at STERNE AGEE ASSET MANAGEMENT, INC. →

Introduction

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Frequently Asked Questions

What services does John Vincent Rucker offer?

John Vincent Rucker specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in BIRMINGHAM, Alabama for a consultation.

What are John Vincent Rucker's credentials?

John Vincent Rucker is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is John Vincent Rucker located?

John Vincent Rucker is based in BIRMINGHAM, Alabama, working with STERNE AGEE ASSET MANAGEMENT, INC.. Their office serves clients in the BIRMINGHAM metropolitan area and surrounding communities.

How does John Vincent Rucker charge for services?

John Vincent Rucker's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is STERNE AGEE ASSET MANAGEMENT, INC.?

STERNE AGEE ASSET MANAGEMENT, INC. has approximately 8 employees and manages $10M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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