Unclaimed Profile

Cynthia Denise Morrison

REGIONS INVESTMENT MANAGEMENT, INC.·BIRMINGHAM, Alabama

SIE, Series 7, Series 24, Series 52TO, Series 53, Series 63, Series 65, Series 79TO, Series 99TOClean record24 years registeredREGIONS INVESTMENT MANAGEMENT, INC.

1900 5TH AVENUE NORTH, BIRMINGHAM, AL 35203-2618CRD# 3003956Firm CRD# 111715

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Cynthia Denise Morrison · BIRMINGHAM, AL

Registration

CRD #3003956 · REGIONS INVESTMENT MANAGEMENT, INC. · 24 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: REGIONS INVESTMENT MANAGEMENT, INC.

ARBOR POINT ADVISORS

Nov 2012 – Jun 2013

LAVISTA, NE

SECURITIES AMERICA ADVISORS, INC.

Oct 2012 – Jun 2013

LA VISTA, NE

MORGAN KEEGAN & COMPANY, INC.

Jan 2007 – Aug 2012

MEMPHIS, TN

AMSOUTH INVESTMENT MANAGEMENT COMPANY LLC

Oct 2004 – Feb 2007

BIRMINGHAM, AL

NBC SECURITIES, INC.

May 2002 – May 2004

BIRMINGHAM, AL

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 24

Series 52TO

Series 53

Series 63

Series 65

Series 79TO

Series 99TO

Registration record

First registered · May 22, 2002

Years registered · 24

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

REGIONS INVESTMENT MANAGEMENT, INC.

CRD 111715 · SEC 801-27629

AUM

$17.0B

Regulatory assets under management

Employees

2 client accounts

Services offered by REGIONS INVESTMENT MANAGEMENT, INC.

Per Form ADV

Selection of other advisers

View all advisors at REGIONS INVESTMENT MANAGEMENT, INC. →

Introduction

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Frequently Asked Questions

What services does Cynthia Denise Morrison offer?

Cynthia Denise Morrison specializes in Wealth Management, Fee-Only Advisory.

What are Cynthia Denise Morrison's credentials?

Cynthia Denise Morrison is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Cynthia Denise Morrison located?

Cynthia Denise Morrison is based in BIRMINGHAM, Alabama, last registered with REGIONS INVESTMENT MANAGEMENT, INC..

How does Cynthia Denise Morrison charge for services?

Cynthia Denise Morrison's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is REGIONS INVESTMENT MANAGEMENT, INC.?

REGIONS INVESTMENT MANAGEMENT, INC. has approximately 29 employees and manages $17.0B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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